NOLLENBERGER MCCULLOUGH INVESTMENT ADVISORS LLC

RIASEC RegisteredEst. 2021
Total AUM
$79.5M
Discretionary
$79.5M
100% of AUM
Avg account
$1.2M
Accounts
67
Employees
4
Advisory reps
10

Firm details

Headquarters
NEWPORT BEACH, California
CRD number
165451
Registered since
February 16, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI91.28%
  • Pension & Profit Sharing Plans8.72%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Nollenberger Mccullough Investment Advisors LLC is a privately owned registered investment adviser that began SEC registration in 2021. The firm is structured as an LLC with an individual owner and serves both individual and family clients as well as institutional accounts. Its advisory mandate centers on discretionary portfolio management for individuals, small businesses and institutional entities. Compensation is billed through a mix of percentage-of-AUM fees and fixed-fee arrangements. The firm does not identify as an active ESG investor and is not listed as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 73%, Cash & Cash Equivalents 17%, Investment Grade Corp Bonds 10%73%
  • Exchange Traded Equities73%
  • Cash & Cash Equivalents17%
  • Investment Grade Corp Bonds10%

Owners & executives

3 of 3
  • MARYANN HARRISON

    Chief Operating OfficerCRD 4873023

  • PETER PEREZ

    Chief Compliance OfficerCRD 4320916

  • BRUCE NOLLENBERGER

    CEO & Managing MemberCRD 823846

Contacts

3 of 7
  • Lawrence Susnow

    MemberCRD 6831721

  • George Mitchell

    MemberCRD 7324790

  • Herbert Blomquist

    MemberCRD 6831720

Unlock 4 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

NEWPORT BEACH, CA

ORANGE

Location

NEWPORT BEACH, CA

Headquartered in NEWPORT BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
220 Newport Center Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth