Nollenberger Mccullough Investment Advisors LLC

RIASEC RegisteredEst. 2021
Total AUM
$79.5M
Discretionary
$79.5M
100% of AUM
Avg account
$1.2M
Accounts
67
Employees
4
Advisory reps
11

Firm details

Headquarters
Newport Beach, California
CRD number
165451
Registered since
February 16, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI91.28%
  • Pension & Profit Sharing Plans8.72%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Nollenberger Mccullough Investment Advisors LLC is a limited liability company that registered with the SEC in 2021. The firm is individually owned and provides fee-based portfolio management to both high-net-worth individuals/families and institutional clients. Its advisory services focus on discretionary portfolio management for individuals, small businesses, and other business or institutional entities. Fee arrangements include a percentage-of-AUM component as well as fixed fees. The firm does not identify as an active ESG investor and is not reported as a multi-state adviser, capital allocator, pension consultant, or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 73%, Cash & Cash Equivalents 17%, Investment Grade Corp Bonds 10%73%
  • Exchange Traded Equities73%
  • Cash & Cash Equivalents17%
  • Investment Grade Corp Bonds10%

Owners & executives

3 of 3
  • Maryann Harrison

    Maryann Harrison

    Chief Operating OfficerCRD 4873023

  • Peter Perez

    Peter Perez

    Chief Compliance OfficerCRD 4320916

  • Bruce Nollenberger

    Bruce Nollenberger

    CEO & Managing MemberCRD 823846

Contacts

3 of 8
  • Lawrence Susnow

    MemberCRD 6831721

  • Blake Nollenberger

    Blake Nollenberger

    Investment AdvisorCRD 8065035

  • George Mitchell

    MemberCRD 7324790

Unlock 5 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Newport Beach, CA

Orange

Location

Newport Beach, CA

Headquartered in Newport Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
220 Newport Center Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth