PROBITAS FINANCIAL

Overview

Probitas Financial operates as a small, client-focused advisory and brokerage firm serving individuals and families. The firm charges a percentage of assets under management and provides portfolio management for individuals and small businesses while also offering selection-of-other-advisers services. It functions both as a registered representative of a broker-dealer and as an insurance broker, which allows it to combine advisory mandates, third-party manager relationships and insurance solutions in client programs. Investment activity centers on public-market vehicles and outsourced manager relationships rather than large direct positions in single stocks. Filings show the firm takes a capital allocator role for its clients, leaning on mutual funds and separate account solutions to construct diversified portfolios. Probitas Financial is not identified as an active ESG investor and is not registered as a multi-state adviser. The firm maintains a professional affiliation with a law firm and positions itself to serve individual and family clients, suggesting an advisory practice that may coordinate with legal counsel for estate or family planning needs.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices