Ninth Eternity Securities LLC

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Cambridge, Massachusetts
CRD number
307492
Registered since
April 5, 2021

Firm profile

FINTRX

Overview

Ninth Eternity Securities LLC is organized as a limited liability company and is registered with the SEC (registration year 2021). The firm’s ownership is reported as a combination of a foreign entity and an individual. Its regulatory classification is listed as unclassified. Available disclosures indicate a limited operational footprint: the firm is not identified as a capital allocator, does not report being an active ESG investor, is not flagged as a multi-state adviser, and is not listed as a pension consultant or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Steve Solano

    Steve Solano

    Chief Compliance OfficerCRD 1650853

Contacts

3 of 3
  • Steven Qian

    Steven Qian

    PrincipalCRD 2921286

  • Yanyan Dong

    Director, Risk ManagementCRD 7215862

  • Richard Onesto

    Richard Onesto

    FinOpCRD 2453096

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Cambridge, MA

Middlesex

Location

Cambridge, MA

Headquartered in Cambridge, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Middlesex
Address
1 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth