NEW WAVE WEALTH ADVISORS
Firm details
- Headquarters
- Springdale, Arkansas
- CRD number
- 323414
- Registered since
- October 25, 2022
- Website
- newwavewealthadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI71.63%
- Individuals27.46%
- Pension & Profit Sharing Plans0.65%
- Corporations / Businesses0.26%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
New Wave Wealth Advisors is an independent, SEC-registered registered investment adviser that began registration in 2022 and operates as a limited liability company owned by an individual. The firm manages client relationships on a percentage-of-AUM fee basis and serves both high-net-worth individuals and families as well as institutional clients. Its advisory services include comprehensive financial planning, discretionary portfolio management for individuals, small businesses and institutions, pension consulting, and the selection of outside advisers. The firm identifies as a capital allocator and is not positioned as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities82%
- Other8%
- Cash & Cash Equivalents4%
- Investment Grade Corp Bonds2%
- Public Funds/Mutual Funds2%
Contacts
3 of 6KELLY PENN
Investment SpecialistCRD 4183432
CALEB SMITH
Senior Vice President, Senior Client AdvisorCRD 5728866
TOMEK SIWIEC
Senior Vice President, Senior Client AdvisorCRD 4875171
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 93Active vs passive
$240M in ETFs
84%
$201M
13%
$38.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES US AEROSPACE & DEFENSE ETF (ITA) | BlackRock | Passive | Industrials | $10.4M | 47,386 | 4.32% |
Location
Springdale, AR
WASHINGTON
Location
Springdale, AR
Headquartered in Springdale, AR, in the South of the United States.
- Region
- South
- County
- WASHINGTON
- Address
- 4403 S Thompson St
- Time zone
- CT (UTC-6)
- Office locations
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