New Wave Wealth Advisors
Firm details
- Headquarters
- Springdale, Arkansas
- CRD number
- 323414
- Registered since
- October 25, 2022
- Website
- newwavewealthadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI71.63%
- Individuals27.46%
- Pension & Profit Sharing Plans0.65%
- Corporations / Businesses0.26%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
New Wave Wealth Advisors is an independent registered investment adviser organized as an LLC and registered with the SEC in 2022. The firm bills itself as a capital allocator serving both individual/family and institutional clients, charging fees based on a percentage of assets under management. Core advisory services include financial planning, discretionary portfolio management for individuals, small businesses and larger business/institutional clients, selection of other advisers, and pension consulting. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities82%
- Other8%
- Cash & Cash Equivalents4%
- Investment Grade Corp Bonds2%
- Public Funds/Mutual Funds2%
Contacts
3 of 6
Caleb Smith
Senior Vice President, Senior Client AdvisorCRD 5728866
Tomek Siwiec
Senior Vice President, Senior Client AdvisorCRD 4875171
Dustin Stanley
Owner, PresidentCRD 5416841
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 117Active vs passive
$303M in ETFs
74%
$223M
19%
$80.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $14M | 17,986 | 4.63% |
Location
Springdale, AR
Washington
Location
Springdale, AR
Headquartered in Springdale, AR, in the South of the United States.
- Region
- South
- County
- Washington
- Address
- 4403 S Thompson St
- Time zone
- CT (UTC-6)
- Office locations
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