New Wave Wealth Advisors

RIASEC RegisteredEst. 2022
Total AUM
$387M
Discretionary
$387M
100% of AUM
Avg account
$308K
Accounts
1,256
Employees
7
Advisory reps
6

Firm details

Headquarters
Springdale, Arkansas
CRD number
323414
Registered since
October 25, 2022
Website
newwavewealthadvisors.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI71.63%
  • Individuals27.46%
  • Pension & Profit Sharing Plans0.65%
  • Corporations / Businesses0.26%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

New Wave Wealth Advisors is an independent registered investment adviser organized as a limited liability company and SEC-registered in 2022. The firm is owner-operated and bills clients on a percentage-of-AUM basis. It serves both individual and family clients as well as institutional accounts and positions itself as a capital allocator that selects and supervises external managers when appropriate. Advisory capabilities cover comprehensive financial planning, portfolio management for individuals and small businesses, institutional portfolio management, pension consulting, and the selection of other advisers. The firm does not identify as an active ESG investor and is not listed as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 82%, Other 8%, Cash & Cash Equivalents 4%, Investment Grade Corp Bonds 2%, Public Funds/Mutual Funds 2%, US Government Bonds 1%, Private Funds 1%82%
  • Exchange Traded Equities82%
  • Other8%
  • Cash & Cash Equivalents4%
  • Investment Grade Corp Bonds2%
  • Public Funds/Mutual Funds2%

Contacts

3 of 6
  • Kelly Penn

    Kelly Penn

    Investment SpecialistCRD 4183432

  • Caleb Smith

    Caleb Smith

    Senior Vice President, Senior Client AdvisorCRD 5728866

  • Tomek Siwiec

    Tomek Siwiec

    Senior Vice President, Senior Client AdvisorCRD 4875171

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 111

Active vs passive

$311M in ETFs

Passive

76%

$235M

Active

18%

$75.9M

ETFProviderStyleCategoryValueShares% of portfolio
FIRST TRUST SMALL CAP GROWTH ALPHADEX FUND (FYC)First TrustPassiveSmall Growth$13M102,3904.19%
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Location

Primary office

Springdale, AR

Washington

Location

Springdale, AR

Headquartered in Springdale, AR, in the South of the United States.

Region
South
County
Washington
Address
4403 S Thompson St
Time zone
CT (UTC-6)
Office locations

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