MUSTARD SEED WEALTH MANAGEMENT

RIASEC RegisteredEst. 2006
Total AUM
$449M
Discretionary
$431M
96% of AUM
Avg account
$277K
Accounts
1,621
Employees
10
Advisory reps
10

Firm details

Headquarters
MAGNOLIA, Arkansas
CRD number
117737
Registered since
May 2, 2006
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI53.39%
  • Individuals41.02%
  • Charitable Organizations4.9%
  • Pension & Profit Sharing Plans0.61%
  • Corporations / Businesses0.09%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Mustard Seed Wealth Management is an independent registered investment adviser organized as an LLC and SEC-registered since 2006. The firm is owner-operated and serves both individual & family and institutional clients. Core activities are financial planning, discretionary portfolio management for individuals and small businesses, and client education through seminars and workshops. Its fee structure combines a percentage of assets under management with hourly and fixed-fee engagements. The firm does not identify as an active ESG investor and is not listed as a capital allocator. Mustard Seed reports an industry affiliation with a banking or thrift institution, which may influence custody or product access but the firm remains positioned as an independent RIA.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 78%, Exchange Traded Equities 9%, Cash & Cash Equivalents 8%, State & Local Bonds 4%, US Government Bonds 1%78%
  • Public Funds/Mutual Funds78%
  • Exchange Traded Equities9%
  • Cash & Cash Equivalents8%
  • State & Local Bonds4%
  • US Government Bonds1%

Contacts

3 of 10
  • ZACHARY TALLEY

    MemberCRD 5477904

  • ANGELA GLASS

    Financial AdvisorCRD 4935080

  • JONATHAN BAIRD

    Wealth Manager, PartnerCRD 4989535

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 60

Active vs passive

$138M in ETFs

Passive

73%

$101M

Active

24%

$37.6M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD SHORT-TERM BOND INDEX FUND (BSV)VanguardPassiveShort Term Bond$16M204,23311.60%

Location

Primary office

MAGNOLIA, AR

COLUMBIA

Location

MAGNOLIA, AR

Headquartered in MAGNOLIA, AR, in the South of the United States.

Region
South
County
COLUMBIA
Address
202 S Pine
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth