MACH-1 FINANCIAL GROUP, LLC
Firm details
- Headquarters
- ROGERS, Arkansas
- CRD number
- 298195
- Registered since
- February 14, 2020
- Website
- www.mach-1financial.com
- Custodians
- CHARLES SCHWAB & CO., INC., LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals55.06%
- HNWI44.21%
- Pension & Profit Sharing Plans0.39%
- Corporations / Businesses0.34%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Mach-1 Financial Group, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2020. The firm serves individual and family clients and offers financial planning alongside discretionary portfolio management for individuals, small businesses, and select businesses or institutions. Its fee model combines percentage-of-AUM charges with fixed fees. Mach-1 does not present itself as a capital allocator or pension consultant, is not an active ESG investor, and operates under a single-state registration posture. The firm lists an affiliation with an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds49%
- Exchange Traded Equities45%
- Cash & Cash Equivalents5%
- State & Local Bonds1%
- Derivatives1%
Owners & executives
3 of 3Matthew Walters
Partner, COOCRD 6706736
DAVID LEE
Founder & CEOCRD 5375384
JAMES MACKEY
President, COOCRD 2634808
Contacts
3 of 7Isaac Johnson
Financial AdvisorCRD 7007786
Graham Funderburk
Financial AdvisorCRD 7767994
James Leas
Director of ComplianceCRD 4608922
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 65Active vs passive
$305M in ETFs
48%
$147M
46%
$157M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN CORE PLUS BOND ETF (JCPB) | JP Morgan | Active | Intermediate Core Plus Bond | $29.1M | 618,151 | 9.56% |
Location
ROGERS, AR
BENTON
Location
ROGERS, AR
Headquartered in ROGERS, AR, in the South of the United States.
- Region
- South
- County
- BENTON
- Address
- 1001 S 52nd St
- Time zone
- CT (UTC-6)
- Office locations
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