Mach-1 Financial Group, LLC
Firm details
- Headquarters
- Rogers, Arkansas
- CRD number
- 298195
- Registered since
- February 14, 2020
- Website
- www.mach-1financial.com
- Custodians
- CHARLES SCHWAB & CO., INC., LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals55.06%
- HNWI44.21%
- Pension & Profit Sharing Plans0.39%
- Corporations / Businesses0.34%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Mach-1 Financial Group, LLC is an independent registered investment adviser formed in 2020 that focuses on serving individual and family clients. Its client work combines financial planning with discretionary portfolio management for individuals, small businesses, and some institutional business clients. The firm charges fees as a percentage of assets under management or through fixed fees. Mach-1 does not position itself as a capital allocator to external alternative managers and is not an active ESG investor. The firm lists an insurance company among its industry affiliations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds49%
- Exchange Traded Equities45%
- Cash & Cash Equivalents5%
- State & Local Bonds1%
- Derivatives1%
Owners & executives
3 of 3
Matthew Walters
Partner, COOCRD 6706736
David Lee
Founder & CEOCRD 5375384
James Mackey
President, COOCRD 2634808
Contacts
3 of 8
Isaac Johnson
Financial AdvisorCRD 7007786
Graham Funderburk
Financial AdvisorCRD 7767994
William Martens
Director of Tax PlanningCRD 8287467
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 65Active vs passive
$305M in ETFs
48%
$147M
46%
$157M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN CORE PLUS BOND ETF (JCPB) | JP Morgan | Active | Intermediate Core Plus Bond | $29.1M | 618,151 | 9.56% |
Location
Rogers, AR
Benton
Location
Rogers, AR
Headquartered in Rogers, AR, in the South of the United States.
- Region
- South
- County
- Benton
- Address
- 1001 S 52nd St
- Time zone
- CT (UTC-6)
- Office locations
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