PROVIDENCE CAPITAL

RIASEC Registered

Total AUM

$41M

Discretionary

$41M

100% of AUM

Avg account

$223K

Accounts

184

Employees

Advisory reps

Firm details

Headquarters: LOWELL, Arkansas
CRD number: 328732
Website: www.providencefp.com
Custodians: CHARLES SCHWAB & CO., INC., ALTRUIST FINANCIAL LLC, FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals37.41%
HNWI36.33%
Pension & Profit Sharing Plans14.35%
Corporations / Businesses11.9%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Providence Capital is an independent registered investment adviser organized as an LLC and owned by an individual. The firm serves primarily individual and family clients and combines financial planning with portfolio management for individuals and small businesses; it also offers pension consulting services and operates as an insurance broker. Its fee model is a mix of percentage-of-AUM billing and fixed/hourly charges. Providence Capital does not position itself as a capital allocator and is not an active ESG investor.