NERAD + DEPPE WEALTH MANAGEMENT

RIASEC RegisteredEst. 2022
Total AUM
$176M
Discretionary
$176M
100% of AUM
Avg account
$288K
Accounts
613
Employees
2
Advisory reps
2

Firm details

Headquarters
LA JOLLA, California
CRD number
151284
Registered since
April 15, 2022
Website
nd-wm.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI78.46%
  • Individuals21.54%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Nerad + Deppe Wealth Management is an independent registered investment adviser organized as an LLC and SEC-registered in 2022. The firm serves individual and family clients and functions as a capital allocator, including the selection of third-party advisers. Core advisory services include financial planning, portfolio management for individuals and small businesses, and manager selection. Fee arrangements include a percentage of AUM plus options for hourly and fixed-fee engagements. The firm does not identify as an active ESG investor and is not set up as a multi-state advisory network.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 87%, Exchange Traded Equities 6%, US Government Bonds 4%, Cash & Cash Equivalents 3%87%
  • Public Funds/Mutual Funds87%
  • Exchange Traded Equities6%
  • US Government Bonds4%
  • Cash & Cash Equivalents3%

Owners & executives

1 of 1
  • RICHARD NERAD

    Managing Member And Chief Compliance OfficerCRD 4666376

Contacts

1 of 1
  • STEVEN DEPPE

    President & Portfolio ManagerCRD 4658856

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 34

Active vs passive

$192M in ETFs

Passive

98%

$187M

Active

<1%

$4.8M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$42.4M64,86622.11%

Location

Primary office

LA JOLLA, CA

SAN DIEGO

Location

LA JOLLA, CA

Headquartered in LA JOLLA, CA, in the West of the United States.

Region
West
County
SAN DIEGO
Address
4250 Executive Sq
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth