Sage Stone Wealth Management LLC
Firm details
- Headquarters
- La Jolla, California
- CRD number
- 155477
- Registered since
- April 17, 2015
- Website
- sagestonewealth.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI80.27%
- Charitable Organizations9.17%
- Individuals7.31%
- Pension & Profit Sharing Plans2.46%
- Corporations / Businesses0.8%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Sage Stone Wealth Management LLC is an independent, owner-operated registered investment adviser that focuses on financial planning and discretionary portfolio management for individuals, families and small businesses. The firm charges clients on a percentage-of-assets basis and supplements portfolio work with educational workshops. Investment activity shows a clear preference for liquid, exchange-traded equities and ETFs as the single largest sleeve of client portfolios, while the firm also allocates to third-party alternative managers for diversification and return enhancement. Sage Stone is not positioned as a capital allocator; it relies on external managers and pooled vehicles rather than running in-house private funds. Environmental, social and governance (ESG) criteria are not a stated investment emphasis.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities40%
- Cash & Cash Equivalents27%
- Public Funds/Mutual Funds16%
- Investment Grade Corp Bonds11%
- State & Local Bonds4%
Contacts
3 of 3
Mary Naber
President and FounderCRD 4517803

Roy Lopez
Vice PresidentCRD 4156902

Ethan Senn
Investment ConsultantCRD 7852146
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
La Jolla, CA
San Diego
Location
La Jolla, CA
Headquartered in La Jolla, CA, anchoring the San Diego-Chula Vista-Carlsbad, CA metro in the West.
- Metro area
- San Diego-Chula Vista-Carlsbad, CA
- Region
- West
- County
- San Diego
- Address
- 7946 Ivanhoe Ave
- Time zone
- PT (UTC-8)
- Office locations
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