NCM Capital Management, LLC
Firm details
- Headquarters
- Ramsey, New Jersey
- CRD number
- 151109
- Registered since
- July 24, 2015
- Website
- ncmcapitalmgmt.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI92.43%
- Individuals7.57%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
NCM Capital Management, LLC is an independent registered investment adviser that focuses on serving individual and family clients. SEC registration dates to 2015 and ownership is held by an individual proprietor. The firm offers financial planning, portfolio management for individuals and small businesses, and runs educational seminars and workshops. Its fee mix includes percentage-of-AUM fees alongside hourly and fixed-fee arrangements. NCM is not positioned as a capital allocator, it is not an active ESG investor, and it does not register as a multi-state or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds51%
- Exchange Traded Equities38%
- Cash & Cash Equivalents8%
- Investment Grade Corp Bonds2%
- State & Local Bonds1%
Contacts
3 of 3
Nicholas Laverghetta
Founder and PrincipalCRD 2296013
Derek Ralston
Investment Advisor RepresentativeCRD 4130801
Taylor Thomas
Director of Financial PlanningCRD 5092831
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 115Active vs passive
$184M in ETFs
57%
$104M
39%
$79.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| AMPLIFY CWP ENHANCED DIVIDEND INCOME ETF (DIVO) | Amplify Investments | Active | Derivative Income | $12.6M | 275,952 | 6.87% |
Location
Ramsey, NJ
Bergen
Location
Ramsey, NJ
Headquartered in Ramsey, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Bergen
- Address
- 180 E Main St
- Time zone
- ET (UTC-5)
- Office locations
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