Regency Wealth Management

RIASEC RegisteredEst. 2011
Total AUM
$643M
Discretionary
$615M
96% of AUM
Avg account
$511K
Accounts
1,257
Employees
8
Advisory reps
6

Firm details

Headquarters
Ramsey, New Jersey
CRD number
131208
Registered since
January 21, 2011
Website
www.regencywealth.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI83.29%
  • Individuals7.97%
  • Charitable Organizations6.63%
  • Pension & Profit Sharing Plans1.4%
  • Corporations / Businesses0.71%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Regency Wealth Management is an independent, SEC-registered advisory firm organized as an LLC and established in 2011. The firm is owned by an individual and serves both high-net-worth individuals and institutional clients. Its core services are financial planning and discretionary portfolio management for individuals, small businesses, and institutions. Regency charges a mix of asset-based fees and fixed fees and does not identify as an active ESG investor or a multi-state adviser. It has been recognized in industry press, appearing on FA Magazine’s Top RIA Firms list in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 61%, Exchange Traded Equities 33%, US Government Bonds 4%, Other 2%, Cash & Cash Equivalents 1%61%
  • Public Funds/Mutual Funds61%
  • Exchange Traded Equities33%
  • US Government Bonds4%
  • Other2%
  • Cash & Cash Equivalents1%

Owners & executives

3 of 3
  • Bryan Kabot

    Bryan Kabot

    Managing Partner, CCO and COOCRD 4685964

  • Mark Reitsma

    Mark Reitsma

    Managing Partner and Chief Compliance OfficerCRD 4428584

  • Timothy Parker

    Timothy Parker

    CEOCRD 2783267

Contacts

3 of 3
  • Ryan Hulsebos

    Ryan Hulsebos

    Associate Portfolio ManagerCRD 7627170

  • Mark Andraos

    Mark Andraos

    Partner, Wealth AdvisorCRD 6132242

  • Andrew Aran

    Andrew Aran

    Managing PartnerCRD 2025715

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 29

Active vs passive

$234M in ETFs

Passive

72%

$168M

Active

28%

$65.7M

ETFProviderStyleCategoryValueShares% of portfolio
PIMCO ACTIVE BOND EXCHANGE-TRADED FUND (BOND)PIMCOActiveIntermediate Core Plus Bond$40.8M442,76117.46%
Unlock additional holdings →

Location

Primary office

Ramsey, NJ

Bergen

Location

Ramsey, NJ

Headquartered in Ramsey, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Bergen
Address
500 N Franklin Tpke
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth