NB ALTERNATIVES ADVISERS LLC

RIASEC RegisteredEst. 2009
Total AUM
$160B
Discretionary
$142B
88% of AUM
Avg account
$423M
Accounts
379
Employees
417
Advisory reps
3

Firm details

Headquarters
DALLAS, Texas
CRD number
149822
Registered since
March 31, 2009
Website
www.nb.com
Custodians
BANK OF AMERICA
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles55.59%
  • Pension & Profit Sharing Plans14.31%
  • Insurance Companies12.51%
  • Banking / Thrift Institutions7.4%
  • State / Municipal Government4.91%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

NB Alternatives Advisers LLC is a limited liability company organized as a multi-strategy alternatives manager. SEC registration dates to 2009, and the firm combines hedge-fund and private-equity activity with broader pooled-vehicle management. Its client base includes both high-net-worth individuals and family groups as well as institutional investors. The firm performs portfolio management for investment companies and pooled vehicles, acts in CPO/CTA capacities, selects and monitors third‑party advisers, and runs educational seminars and workshops for clients and partners. Fee arrangements are flexible and include asset‑based fees, fixed fees, and performance‑based compensation. NB Alternatives Advisers also reports being an active ESG investor, indicating that environmental, social, and governance factors are part of its investment and manager‑selection processes. Its corporate roles extend beyond advisory functions into sponsorship and GP/managing‑member activity for pooled vehicles, and it maintains affiliations spanning broker‑dealer, registered municipal advisor, and insurance company relationships.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Owners & executives

1 of 1
  • JOSEPH BERTINI

    Chief Compliance OfficerCRD 4366969

Contacts

2 of 2
  • BRIEN SMITH

    SENIOR ADVISOR Managing DirectorCRD 4517835

  • ANTHONY TUTRONE II

    Managing DirectorCRD 2264582

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

DALLAS, TX

DALLAS

Location

DALLAS, TX

Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
325 N Saint Paul St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth