ALM FIRST FINANCIAL ADVISORS LLC
Firm details
- Headquarters
- DALLAS, Texas
- CRD number
- 108561
- Registered since
- September 22, 2000
- Website
- www.almfirst.com
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Banking / Thrift Institutions97.91%
- Insurance Companies1.99%
- Pooled Investment Vehicles0.06%
- HNWI0.05%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
ALM First Financial Advisors LLC is an SEC-registered advisory firm organized as an LLC and operating since 2000. The firm serves both high-net-worth individuals and institutional clients, and charges a mix of percentage-of-assets and fixed fees. Its reported business activities include functioning as a CPO/CTA and offering portfolio management for pooled vehicles and for businesses or institutions. The adviser also produces written market material and runs educational seminars and workshops. ALM First is not a multi-state or newly formed adviser, does not position itself as a capital allocator, and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- US Government Bonds79%
- Derivatives7%
- Other6%
- Cash & Cash Equivalents4%
- Investment Grade Corp Bonds2%
Owners & executives
3 of 3JASON HALEY
Chief Investment OfficerCRD 4653830
EMILY HOLLIS
Chief Executive OfficerCRD 1401084
Justin Dausch
Chief Compliance OfficerCRD 6919209
Contacts
3 of 4MICHAEL ENSWEILER
PresidentCRD 5488284
STEVEN HOLLIS
CRD 5938498
JOHN GRAF
Board of DirectorsCRD 1010354
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 29Active vs passive
$589M in ETFs
47%
$277M
53%
$312M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $146M | 278,997 | 24.84% |
Location
DALLAS, TX
DALLAS
Location
DALLAS, TX
Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- DALLAS
- Address
- 3800 Maple Ave
- Time zone
- CT (UTC-6)
- Office locations
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