NAVIGATOR FINANCIAL LLC

RIASEC Registered
Total AUM
$4.1M
Discretionary
$4.1M
100% of AUM
Avg account
$177K
Accounts
23
Employees
1
Advisory reps
1

Firm details

Headquarters
FARMINGTON, Connecticut
CRD number
335223
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI79.69%
  • Individuals20.31%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Navigator Financial LLC is a small, independent registered investment adviser organized as an LLC and owned by an individual. The firm focuses on serving individual and family clients and carries out financial planning and portfolio management for individuals and small businesses. Its fee arrangements are flexible and include a percentage-of-AUM fee schedule as well as hourly and fixed-fee engagements. Navigator does not report being an active ESG investor and is not a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Private Funds 63%, Exchange Traded Equities 31%, Non-Exchange Traded Equities 3%, US Government Bonds 1%, Cash & Cash Equivalents 1%, Other 1%63%
  • Private Funds63%
  • Exchange Traded Equities31%
  • Non-Exchange Traded Equities3%
  • US Government Bonds1%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • HUGO SOARES

    OwnerCRD 3018488

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

FARMINGTON, CT

HARTFORD

Location

FARMINGTON, CT

Headquartered in FARMINGTON, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
HARTFORD
Address
11 Chiltern St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth