Fiscal Dynamics Incorporated
Firm details
- Headquarters
- Farmington, Connecticut
- CRD number
- 111155
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI80.23%
- Individuals15.43%
- Pension & Profit Sharing Plans4.34%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Fiscal Dynamics Incorporated is an independent registered investment adviser organized as a corporation that serves both individual/family clients and institutional clients. The firm provides financial planning and portfolio management for individuals, small businesses, and institutions, and it also performs selection-of-adviser activities when it uses external managers. Fiscal Dynamics identifies as a capital allocator, which indicates it directs client capital among internal and third‑party strategies. The firm charges a mix of fee types—percentage of AUM, fixed fees and other arrangements—and is affiliated with the insurance industry. Fiscal Dynamics does not position itself as an active ESG investor, is not registered as a multi‑state adviser, and is not newly formed. It does not describe pensions consulting as a core service.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds85%
- Exchange Traded Equities8%
- Cash & Cash Equivalents5%
- State & Local Bonds2%
Contacts
3 of 3
Brian Sullivan
PresidentCRD 4244770
Richard Sullivan
President, DirectorCRD 439785

Iris Payandeh
Executive Vice PresidentCRD 6555180
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Farmington, CT
Hartford
Location
Farmington, CT
Headquartered in Farmington, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.
- Metro area
- Hartford-East Hartford, CT
- Region
- Northeast
- County
- Hartford
- Address
- 314 Farmington Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
U.S.A. Financial & Tax Services, LLC
RIAFarmington, CT
Navigator Financial LLC
RIAFarmington, CT
Wmgna
RIAFarmington, CT
Sagebroadview Wealth Management, LLC
RIAFarmington, CT
Medallion Wealth Advisors, LLC
RIAFarmington, CT
Pasi Investments, LLC
RIAFarmington, CT