FISCAL DYNAMICS INCORPORATED

RIASEC Registered
Total AUM
$32.1M
Discretionary
$32.1M
100% of AUM
Avg account
$341K
Accounts
94
Employees
3
Advisory reps
3

Firm details

Headquarters
FARMINGTON, Connecticut
CRD number
111155
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Other
Client types
  • HNWI81.86%
  • Individuals13.8%
  • Pension & Profit Sharing Plans4.34%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Fiscal Dynamics Incorporated operates as an independent registered investment advisor (RIA) and serves a diverse client base that includes individuals, families, and institutional investors. The firm engages in various advisory activities, including financial planning services and portfolio management for both individuals and businesses. Fiscal Dynamics Incorporated is also involved in the selection of other advisers, allowing for a broad range of investment strategies tailored to client needs. The firm does not actively pursue ESG investments and is classified as a domestic entity.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 85%, Exchange Traded Equities 8%, Cash & Cash Equivalents 5%, State & Local Bonds 2%85%
  • Public Funds/Mutual Funds85%
  • Exchange Traded Equities8%
  • Cash & Cash Equivalents5%
  • State & Local Bonds2%

Contacts

3 of 3
  • IRIS PAYANDEH

    Executive Vice PresidentCRD 6555180

  • BRIAN SULLIVAN

    PresidentCRD 4244770

  • RICHARD SULLIVAN

    President, DirectorCRD 439785

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

FARMINGTON, CT

HARTFORD

Location

FARMINGTON, CT

Headquartered in FARMINGTON, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
HARTFORD
Address
314 Farmington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth