NAVIGATION GROUP LLC
Firm details
- Headquarters
- REDWOOD CITY, California
- CRD number
- 130982
- Registered since
- April 28, 2017
- Website
- www.navigationgroup.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI87.64%
- Corporations / Businesses5.57%
- Individuals4.28%
- Pension & Profit Sharing Plans1.91%
- Charitable Organizations0.6%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Navigation Group LLC is an independent, SEC-registered investment adviser operating as a limited liability company since 2017. The firm serves both individual and family clients as well as institutional investors and acts as a capital allocator, meaning it selects and allocates to external managers in addition to managing client portfolios directly. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. The firm uses a mix of fee arrangements — percentage of assets under management, hourly fees, and fixed fees — which supports a hybrid engagement model across planning and asset management. Navigation Group is not flagged as an active ESG investor and is not registered as a multi-state adviser in the source data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds70%
- Exchange Traded Equities22%
- Cash & Cash Equivalents5%
- US Government Bonds1%
- State & Local Bonds1%
Contacts
3 of 3KAREN FRANCO
Planning SpecialistCRD 1489357
CARLO PANACCIONE
FounderCRD 1531543
ERIK DAVIS
Founder, Private Wealth AdvisorCRD 2290051
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 66Active vs passive
$466M in ETFs
83%
$388M
16%
$78.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG) | State Street | Passive | Large Growth | $47M | 479,805 | 10.08% |
Location
REDWOOD CITY, CA
SAN MATEO
Location
REDWOOD CITY, CA
Headquartered in REDWOOD CITY, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- SAN MATEO
- Address
- 3 Lagoon Dr
- Time zone
- PT (UTC-8)
- Office locations
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