TWIN LAKES CAPITAL

RIASEC RegisteredEst. 2018
Total AUM
$315M
Discretionary
$315M
100% of AUM
Avg account
$785K
Accounts
401
Employees
5
Advisory reps
2

Firm details

Headquarters
REDWOOD CITY, California
CRD number
137522
Registered since
May 18, 2018
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI88.46%
  • Individuals5.05%
  • Corporations / Businesses4.24%
  • Pension & Profit Sharing Plans2.23%
  • Charitable Organizations0.02%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Twin Lakes Capital is an independent, SEC-registered investment adviser organized as an LLC and operating as a capital allocator for both affluent individuals and institutional clients. The firm charges fees as a percentage of assets under management and provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and the selection of third‑party advisers. Twin Lakes Capital does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 54%, Cash & Cash Equivalents 23%, Private Funds 17%, US Government Bonds 6%54%
  • Exchange Traded Equities54%
  • Cash & Cash Equivalents23%
  • Private Funds17%
  • US Government Bonds6%

Contacts

2 of 2
  • MIN KIM

    Managing MemberCRD 1767827

  • FRANK YI

    Financial AdvisorCRD 2169256

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 37

Active vs passive

$70.7M in ETFs

Passive

100%

$70.4M

Active

0%

$283K

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL)State StreetPassiveUltrashort Bond$27.5M300,15538.91%

Location

Primary office

REDWOOD CITY, CA

SAN MATEO

Location

REDWOOD CITY, CA

Headquartered in REDWOOD CITY, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN MATEO
Address
3 Lagoon Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth