Griffin Black, LLC

RIASEC Registered
Total AUM
$356M
Discretionary
$356M
100% of AUM
Avg account
$509K
Accounts
698
Employees
9
Advisory reps
5

Firm details

Headquarters
Redwood City, California
CRD number
134684
Registered since
December 10, 2019
Website
griffinblack.com
Custodians
ALTRUIST FINANCIAL LLC, PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI87.95%
  • Individuals9.97%
  • Charitable Organizations1.09%
  • Pension & Profit Sharing Plans0.97%
  • Other0.02%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Griffin Black, LLC is an independent registered investment adviser organized as an LLC and owned by a mix of a domestic entity and an individual. The firm is SEC-registered (registered in 2019) and serves individual and family clients. Its advisory offerings emphasize financial planning, discretionary portfolio management for individuals and small businesses, and pension consulting services. The firm charges a combination of percentage-of-AUM fees and non-AUM fees (hourly and fixed-fee arrangements) and identifies itself as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 85%, Exchange Traded Equities 7%, US Government Bonds 4%, Cash & Cash Equivalents 3%, Other 1%85%
  • Public Funds/Mutual Funds85%
  • Exchange Traded Equities7%
  • US Government Bonds4%
  • Cash & Cash Equivalents3%
  • Other1%

Owners & executives

2 of 2
  • Jane Beule

    Jane Beule

    Founder & CEOCRD 4934778

  • Manju George

    Chief Compliance Officer & Director of OperationsCRD 4814901

Contacts

3 of 3
  • Terrence Palazzolo

    Terrence Palazzolo

    Lead Wealth AdvisorCRD 6869001

  • Soumyalakshmi Parasuraman

    Soumyalakshmi Parasuraman

    Wealth AdvisorCRD 7679332

  • Kyla SyCip

    Kyla SyCip

    ParaplannerCRD 7975287

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Redwood City, CA

San Mateo

Location

Redwood City, CA

Headquartered in Redwood City, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Mateo
Address
702 Marshall St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth