National Wealth Management Group, LLC
Firm details
- Headquarters
- Cincinnati, Ohio
- CRD number
- 174883
- Registered since
- February 19, 2015
- Website
- nwmgadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals58.64%
- HNWI40.28%
- Corporations / Businesses0.83%
- Charitable Organizations0.23%
- Other Investment Advisers0.02%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
National Wealth Management Group, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2015. The firm describes itself as a capital allocator that serves individual and family clients as well as institutional accounts. Its fee arrangements include percentage-of-AUM, hourly fees, and fixed-fee engagements. Core advisory activities listed on filings cover comprehensive financial planning, portfolio management for individuals and small businesses, institutional and pension consulting, selection of other advisers, and educational workshops. The firm does not identify itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds51%
- Exchange Traded Equities24%
- Other17%
- Cash & Cash Equivalents8%
Owners & executives
2 of 2
Nancy Johnson Jones
Chief Compliance OfficerCRD 2026139
Vivienne Schleu
Co-Founder & CFOCRD 2670443
Contacts
3 of 16
Benjamin Jones
Lead Financial AdvisorCRD 5156039
Donald Bateman
Wealth AdvisorCRD 4354433
Richard Moss
Registered RepresentativeCRD 4362407
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 152Active vs passive
$285M in ETFs
54%
$153M
24%
$132M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $22.7M | 258,146 | 7.97% |
Location
Cincinnati, OH
Hamilton
Location
Cincinnati, OH
Headquartered in Cincinnati, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.
- Metro area
- Cincinnati-Wilmington-Maysville, OH-KY-IN
- Region
- Midwest
- County
- Hamilton
- Address
- 11260 Chester Rd
- Time zone
- ET (UTC-5)
- Office locations
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