National Wealth Management Group, LLC
Firm details
- Headquarters
- Cincinnati, Ohio
- CRD number
- 174883
- Registered since
- February 19, 2015
- Website
- nwmgadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals58.64%
- HNWI40.28%
- Corporations / Businesses0.83%
- Charitable Organizations0.23%
- Other Investment Advisers0.02%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
National Wealth Management Group, LLC is an independent registered investment advisor organized as an LLC and operating since 2015. The firm acts as a capital allocator for individual, family and institutional clients, offering financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, selection of other advisers, and educational workshops. Its fee arrangements include percentage-of-AUM, hourly and fixed-fee engagements. The firm does not position itself as an ESG-focused investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds51%
- Exchange Traded Equities24%
- Other17%
- Cash & Cash Equivalents8%
Owners & executives
2 of 2
Nancy Johnson Jones
Chief Compliance OfficerCRD 2026139
Vivienne Schleu
Co-Founder & CFOCRD 2670443
Contacts
3 of 17
Mark Gargano
Investment Adviser RepresentativeCRD 4447940
Thomas Brinkmann
CRD 1288629
Matthew Heitman
Director of Financial PlanningCRD 6304331
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 146Active vs passive
$269M in ETFs
57%
$153M
21%
$116M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $22.7M | 258,146 | 8.42% |
Location
Cincinnati, OH
Hamilton
Location
Cincinnati, OH
Headquartered in Cincinnati, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.
- Metro area
- Cincinnati-Wilmington-Maysville, OH-KY-IN
- Region
- Midwest
- County
- Hamilton
- Address
- 11260 Chester Rd
- Time zone
- ET (UTC-5)
- Office locations
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