Thor Wealth Management Inc

RIASEC RegisteredEst. 1992
Total AUM
$679M
Discretionary
$679M
100% of AUM
Avg account
$401K
Accounts
1,691
Employees
15
Advisory reps
8

Firm details

Headquarters
Cincinnati, Ohio
CRD number
105902
Registered since
February 13, 1992
Website
www.thorwealthmanagement.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI74.31%
  • Individuals21.24%
  • Pension & Profit Sharing Plans4.06%
  • Corporations / Businesses0.23%
  • Charitable Organizations0.17%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Thor Wealth Management Inc. is an independent registered investment adviser that has been SEC-registered since 1992 and is owned by an individual. The firm serves both individual and family clients as well as institutional clients, offering financial planning alongside portfolio management for individuals, small businesses, and other business or institutional entities. Its fee model combines percentage-of-assets and fixed-fee arrangements. Thor identifies as not being a capital allocator and does not report ESG integration or multi-state adviser status. The firm lists an industry affiliation with a law firm, suggesting either a referral or service relationship. Custody and execution are centralized at Charles Schwab & Co., Inc., which currently holds the firm’s reported client assets.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 79%, Exchange Traded Equities 13%, Cash & Cash Equivalents 4%, Private Funds 2%, Non-Exchange Traded Equities 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Other 1%79%
  • Public Funds/Mutual Funds79%
  • Exchange Traded Equities13%
  • Cash & Cash Equivalents4%
  • Private Funds2%
  • Non-Exchange Traded Equities1%

Owners & executives

1 of 1
  • James Gore

    James Gore

    Founder and Chief Investment OfficerCRD 1527100

Contacts

3 of 7
  • Gregory Luke

    Gregory Luke

    Wealth Advisor, OwnerCRD 4583257

  • Andrew Woodard

    Andrew Woodard

    Research AnalystCRD 7195468

  • Andrew Molnar

    Andrew Molnar

    AnalystCRD 5788751

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 16

Active vs passive

$72.6M in ETFs

Passive

78%

$56.4M

Active

21%

$16.3M

ETFProviderStyleCategoryValueShares% of portfolio
VANECK JUNIOR GOLD MINERS ETF (GDXJ)VanEckPassiveEquity Precious Metals$39M396,90053.69%
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Location

Primary office

Cincinnati, OH

Hamilton

Location

Cincinnati, OH

Headquartered in Cincinnati, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
Hamilton
Address
7346 Beechmont Ave
Time zone
ET (UTC-5)
Office locations

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