HPE CAPITAL MANAGEMENT II, LLC

RIASEC RegisteredEst. 2019
Total AUM
$840M
Discretionary
$840M
100% of AUM
Avg account
$168M
Accounts
5
Employees
6
Advisory reps
3

Firm details

Headquarters
CINCINNATI, Ohio
CRD number
283607
Registered since
July 29, 2019
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

HPE Capital Management II, LLC is a privately held limited liability company that registered with the SEC in 2019 and operates as an adviser to pooled investment vehicles. The firm is structured and positioned as a private equity fund manager serving institutional clients rather than retail investors. Its stated advisory activity centers on portfolio management for pooled vehicles, and it typically acts as sponsor, general partner and managing member for the funds it advises. Fee arrangements combine a percentage-of-AUM charge with performance-based fees, reflecting a typical private fund compensation model. The firm does not present itself as a capital allocator and is not identified as an active ESG investor. It is not a multi-state adviser and is owned by an individual.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • PHILIP RIOLA

    Chief Compliance OfficerCRD 7241920

Contacts

2 of 2
  • MARK HAUSER

    Managing PartnerCRD 1108603

  • PAUL SWANSON

    Managing PartnerCRD 6327560

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

CINCINNATI, OH

HAMILTON

Location

CINCINNATI, OH

Headquartered in CINCINNATI, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
HAMILTON
Address
5905 E Galbraith Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth