Formidable Asset Management, LLC
Firm details
- Headquarters
- Cincinnati, Ohio
- CRD number
- 167555
- Registered since
- April 22, 2013
- Website
- www.formidableam.com
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC., LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC., SEI INVESTMENTS DISTRIBUTION CO.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI69.34%
- Individuals25.51%
- Investment Companies4.41%
- Corporations / Businesses0.24%
- Pooled Investment Vehicles0.2%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPension Consulting
Firm profile
FINTRXOverview
Formidable Asset Management, LLC is an independent, SEC-registered RIA formed in 2013 that serves both individual/family and institutional clients. The firm combines financial planning and discretionary portfolio management across individuals, small businesses, pooled vehicles and investment companies, and it also provides pension consulting services. In addition to advisory work, Formidable operates as an insurance broker and has affiliations consistent with sponsoring or managing pooled investment vehicles. The firm charges asset-based fees and may collect performance-based compensation on certain mandates. It does not position itself as an active ESG investor and is not listed as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities60%
- Public Funds/Mutual Funds25%
- Cash & Cash Equivalents6%
- Private Funds4%
- US Government Bonds2%
Owners & executives
3 of 4
Krysten Taylor
Chief Financial Officer and DirectorCRD 5650896
Jason Wainscott
General Counsel, Chief Operating OfficerCRD 6176395
William Brown
CEO & Managing PartnerCRD 2382615
Contacts
3 of 12
Timothy Begley
Portfolio ManagerCRD 5462815
Benjamin Siefring
Portfolio ManagerCRD 5922691
Michael Massey
PartnerCRD 3049479
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 132Active vs passive
$153M in ETFs
56%
$86.1M
36%
$67.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| FORMIDABLE FORTRESS ETF (KONG) | Active | Mid Cap Blend | $18.6M | 630,659 | 12.14% |
Location
Cincinnati, OH
Hamilton
Location
Cincinnati, OH
Headquartered in Cincinnati, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.
- Metro area
- Cincinnati-Wilmington-Maysville, OH-KY-IN
- Region
- Midwest
- County
- Hamilton
- Address
- 221 E 4th St
- Time zone
- ET (UTC-5)
- Office locations
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