Formidable Asset Management, LLC

RIASEC Registered

Total AUM

$903M

Discretionary

$902M

100% of AUM

Avg account

$411K

Accounts

2,196

Employees

Advisory reps

Firm details

Headquarters: Cincinnati, Ohio
CRD number: 167555
Registered since: April 22, 2013
Website: www.formidableam.com
Custodians: RAYMOND JAMES & ASSOCIATES, INC., LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC., SEI INVESTMENTS DISTRIBUTION CO.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: HNWI69.34%
Individuals25.51%
Investment Companies4.41%
Corporations / Businesses0.24%
Pooled Investment Vehicles0.2%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPension Consulting

Firm profile

FINTRX

Overview

Formidable Asset Management, LLC is an independent, SEC-registered registered investment adviser (registered with the SEC in 2013) organized as an LLC and owned by an individual. The firm serves both individual/family and institutional clients and combines financial planning with portfolio management across a range of account types—individuals and small businesses, investment companies, pooled investment vehicles—and provides pension consulting services. It also operates as an insurance broker. Fee arrangements include percentage-of-AUM billing and performance-based fees, which likely apply to its private fund activity. Formidable does not identify as an active ESG investor.