GEARHART & ASSOCIATES

RIASEC RegisteredEst. 2022
Total AUM
$873M
Discretionary
$873M
100% of AUM
Avg account
$301K
Accounts
2,903
Employees
7
Advisory reps
5

Firm details

Headquarters
CINCINNATI, Ohio
CRD number
321832
Registered since
June 10, 2022
Custodians
RAYMOND JAMES & ASSOCIATES, INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI85.23%
  • Individuals11.44%
  • Corporations / Businesses2.1%
  • Pension & Profit Sharing Plans1.22%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Gearhart & Associates is a limited liability company that registered with the SEC in 2022 and serves both individual/family and institutional clients. The firm provides discretionary portfolio management for individuals, small businesses, and institutions, and lists pension consulting among its advisory activities. Its fee arrangements include both percentage-of-AUM and fixed-fee structures. The firm does not identify itself as an active ESG investor and is not described as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 52%, Exchange Traded Equities 31%, Non-Exchange Traded Equities 13%, Cash & Cash Equivalents 2%, Other 2%52%
  • Public Funds/Mutual Funds52%
  • Exchange Traded Equities31%
  • Non-Exchange Traded Equities13%
  • Cash & Cash Equivalents2%
  • Other2%

Owners & executives

1 of 1
  • KENTON GEARHART

    President, Chief Investment OfficerCRD 2544526

Contacts

3 of 4
  • SAMANTHA FLORIO

    Assistant Financial AdvisorCRD 7605253

  • Olivia Thomason

    Financial AdvisorCRD 7951746

  • ANDY ARMSTRONG

    Financial Advisor and Registered RepresentativeCRD 4448534

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 72

Active vs passive

$194M in ETFs

Passive

57%

$111M

Active

37%

$83M

ETFProviderStyleCategoryValueShares% of portfolio
VICTORYSHARES FREE CASH FLOW ETF (VFLO)VictorySharesPassiveLarge Value$17.9M453,0109.22%

Location

Primary office

CINCINNATI, OH

HAMILTON

Location

CINCINNATI, OH

Headquartered in CINCINNATI, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
HAMILTON
Address
8044 Montgomery Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth