FINANCIAL FREEDOM

RIASEC RegisteredEst. 2005
Total AUM
$443M
Discretionary
$0
0% of AUM
Avg account
$566K
Accounts
783
Employees
4
Advisory reps
3

Firm details

Headquarters
CINCINNATI, Ohio
CRD number
118772
Registered since
January 3, 2005
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI97.89%
  • Individuals2.11%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Financial Freedom is an independent registered investment adviser organized as an LLC and operating since 2005. The firm is individually owned and concentrates on serving individual and family clients, providing financial planning and portfolio management for individuals and small businesses. Its fee model includes asset-based charges as well as hourly and fixed-fee engagements. The firm does not identify as an active ESG investor and is not listed as a capital allocator; its primary business activity is client-facing advisory and wealth management rather than running proprietary funds.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 39%, Public Funds/Mutual Funds 24%, US Government Bonds 16%, Investment Grade Corp Bonds 13%, Cash & Cash Equivalents 7%, State & Local Bonds 1%39%
  • Exchange Traded Equities39%
  • Public Funds/Mutual Funds24%
  • US Government Bonds16%
  • Investment Grade Corp Bonds13%
  • Cash & Cash Equivalents7%

Owners & executives

2 of 2
  • ALLEN OSGOOD

    Chairman / Founder / Chief Investment OfficerCRD 2825858

  • ANDREW FEDERICO

    Chief Investment OfficerCRD 4860854

Contacts

1 of 1
  • ALLEN OSGOOD

    PresidentCRD 4531333

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 229

Active vs passive

$215M in ETFs

Passive

94%

$201M

Active

4%

$13.7M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND (VCIT)VanguardPassiveCorporate Bond$15.2M183,5247.07%

Location

Primary office

CINCINNATI, OH

HAMILTON

Location

CINCINNATI, OH

Headquartered in CINCINNATI, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
HAMILTON
Address
8044 Montgomery Rd
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth