Nassau Street Securities, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
9
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
339050
Registered since
June 8, 2026

Firm profile

FINTRX

Overview

Nassau Street Securities, LLC is organized as a limited liability company with ownership characterized as a domestic entity and individual. Public filings classify the firm as unclassified and indicate it does not operate as a capital allocator. The firm reports it is not an active ESG investor, not a multi-state adviser, not a pension consultant, and not a related adviser. Available records do not include descriptions of the firm's advisory activities, client types, fee structure, or trading and investment preferences. The information provided is minimal, so there is little visible detail about how the firm sources or manages client mandates.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Steven Manning

    Steven Manning

    Chief Compliance OfficerCRD 4470995

  • Jay Proffitt

    Jay Proffitt

    Chief Compliance OfficerCRD 3176046

Contacts

3 of 7
  • Timothy Morgan

    Timothy Morgan

    Managing Director & PartnerCRD 1312743

  • Gary Shields

    Gary Shields

    Registered RepresentativeCRD 1801889

  • John Chamorro

    John Chamorro

    Senior Vice PresidentCRD 7313345

Unlock 4 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
40 Wall St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth