Nassau Street Securities, LLC

Broker-DealerFINRA MemberEst. 2026
Total AUM
—
Advisory reps
8
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
339050
Registered since
June 8, 2026

Firm profile

FINTRX

Overview

Nassau Street Securities, LLC is organized as a limited liability company and is identified in filings as an SEC-registered adviser with a registration year of 2026. Ownership is listed as a mix of a domestic entity and an individual. The firm is recorded as unclassified in FINTRX’s taxonomy and is not described as a capital allocator. It is not designated as a multi-state adviser, a pension consultant, or a related adviser, and it is not marked as a newly formed adviser. FINTRX indicates the firm is not an active ESG investor. The firm did not provide descriptive material about its business activities, advisory services, client base, fee structure, or affiliations. Those omissions limit what can be reported about its client focus or service model.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Steven Manning

    Steven Manning

    Chief Compliance OfficerCRD 4470995

  • Jay Proffitt

    Jay Proffitt

    Chief Compliance OfficerCRD 3176046

Contacts

3 of 6
  • Timothy Morgan

    Timothy Morgan

    Managing Director & PartnerCRD 1312743

  • Gary Shields

    Gary Shields

    Registered RepresentativeCRD 1801889

  • John Chamorro

    John Chamorro

    Senior Vice PresidentCRD 7313345

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
40 Wall St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth