Narwhal Capital Management
Firm details
- Headquarters
- Marietta, Georgia
- CRD number
- 135958
- Registered since
- May 2, 2006
- Website
- www.narwhal.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Corporations / Businesses50.08%
- HNWI43.23%
- Charitable Organizations3.83%
- Individuals2.85%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Narwhal Capital Management is an independent registered investment adviser organized as an LLC and registered with the SEC since 2006. The firm serves both individual and family clients as well as institutional clients, and it combines financial planning with portfolio management for individuals, small businesses, and larger business or institutional accounts. Narwhal also offers pension consulting services and lists accounting as part of its business activities. The firm charges fees based on a percentage of assets under management and also uses hourly billing for some engagements. An industry recognition noted for the firm is inclusion on FA Magazine’s Top RIA Firms list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities56%
- State & Local Bonds23%
- Public Funds/Mutual Funds15%
- Cash & Cash Equivalents4%
- US Government Bonds2%
Owners & executives
2 of 2
Benjamin Nye
Chief Investment Officer And Portfolio ManagerCRD 5988487
Jonathan Hicks
Chief Compliance OfficerCRD 6965486
Contacts
3 of 9
Ryan Miller
Fixed Income AnalystCRD 7945294
David Hale
Relationship ManagerCRD 8134991
Harrison Pettigrew
Junior Portfolio ManagerCRD 7632286
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 70Active vs passive
$324M in ETFs
98%
$316M
2%
$7.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $138M | 211,569 | 42.71% |
Location
Marietta, GA
Cobb
Location
Marietta, GA
Headquartered in Marietta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.
- Metro area
- Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
- Region
- South
- County
- Cobb
- Address
- 531 Roselane St Nw
- Time zone
- ET (UTC-5)
- Office locations
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