NARWHAL CAPITAL MANAGEMENT
Firm details
- Headquarters
- MARIETTA, Georgia
- CRD number
- 135958
- Registered since
- May 2, 2006
- Website
- www.narwhal.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Corporations / Businesses50.08%
- HNWI43.23%
- Charitable Organizations3.83%
- Individuals2.85%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Narwhal Capital Management is an independent, SEC-registered RIA organized as an LLC and operating since 2006. The firm serves both individuals/families and institutional clients, offering financial planning, portfolio management for individuals, small businesses and institutions, and pension consulting. Its fee arrangements include a percentage-of-AUM model alongside hourly billing. Narwhal also lists accounting among its business activities. The firm does not characterize itself as an active ESG investor and is not identified as a capital allocator. Narwhal received an industry mention in FA Magazine’s Top RIA Firms list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities56%
- State & Local Bonds23%
- Public Funds/Mutual Funds15%
- Cash & Cash Equivalents4%
- US Government Bonds2%
Owners & executives
2 of 2BENJAMIN NYE
Chief Investment OfficerCRD 5988487
Jonathan Hicks
Chief Compliance OfficerCRD 6965486
Contacts
3 of 10RYAN MILLER
Fixed Income AnalystCRD 7945294
MELISSA DOTSON
Financial Planning AssociateCRD 7378352
DAVID HALE
Relationship ManagerCRD 8134991
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 70Active vs passive
$324M in ETFs
98%
$316M
2%
$7.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $138M | 211,569 | 42.71% |
Location
MARIETTA, GA
COBB
Location
MARIETTA, GA
Headquartered in MARIETTA, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.
- Metro area
- Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
- Region
- South
- County
- COBB
- Address
- 531 Roselane St NW
- Time zone
- ET (UTC-5)
- Office locations
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