N.E.W. ADVISORY SERVICES, LLC

RIASEC RegisteredEst. 2017

Total AUM

$1.6B

Discretionary

$1.5B

97% of AUM

Avg account

$171K

Accounts

9,375

Employees

Advisory reps

Firm details

Headquarters: DE PERE, Wisconsin
CRD number: 290405
Registered since: November 15, 2017
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Commissions
Client types: HNWI50.46%
Individuals49.31%
Corporations / Businesses0.24%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

N.E.W. Advisory Services, LLC is an independent, SEC-registered registered investment adviser organized as an LLC in 2017 and owned by an individual. The firm serves both individual/family and institutional clients and functions as a capital allocator, mixing discretionary portfolio management with financial planning and selection of sub-advisers. Its fee arrangements include percentage-of-AUM billing alongside fixed fees and some commission-based products. The adviser does not market itself as an ESG investor and is not designated as a multi-state adviser in the source filing. Advisory services documented for the firm emphasize financial planning, ongoing portfolio management for individuals and small businesses, and outsourcing or selecting other advisers when appropriate. Industry relationships noted in filings include links with other investment advisers, accounting firms, and law firms.