ANTHONY CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2021
Total AUM
$37.9M
Discretionary
$37.9M
100% of AUM
Avg account
$37.9M
Accounts
1
Employees
2
Advisory reps
2

Firm details

Headquarters
DE PERE, Wisconsin
CRD number
312256
Registered since
November 12, 2021
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Anthony Capital Management, LLC is a small, SEC-registered investment adviser organized as a limited liability company. The firm positions itself as an institutional manager and provides portfolio management for investment companies while also operating in roles typical of commodity pool operators and commodity trading advisors. Its client base is institutional and its fee arrangements include both a percentage-of-assets model and fixed fees. The firm does not identify as an active ESG investor and is not presented as a multi-state adviser. Its corporate structure and reported activities indicate it can act as sponsor, general partner, or managing member of pooled investment vehicles, suggesting familiarity with running closed-end or pooled fund structures alongside registered investment company mandates.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • STEPHEN HENDERLITE

    Chief Compliance OfficerCRD 4483569

Contacts

1 of 1
  • Doug Reich

    President & FounderCRD 7396430

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

DE PERE, WI

BROWN

Location

DE PERE, WI

Headquartered in DE PERE, WI, anchoring the Green Bay-Shawano, WI metro in the Midwest.

Metro area
Green Bay-Shawano, WI
Region
Midwest
County
BROWN
Address
435 N Broadway
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth