N.E. Private Client, Ltd

Broker-DealerFINRA MemberEst. 2006
Total AUM
—
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Attleboro, Massachusetts
CRD number
136058
Registered since
March 17, 2006

Firm profile

FINTRX

Overview

N.E. Private Client, Ltd is organized as a corporation and is registered with the SEC since 2006. The firm is owned by an individual and is classified in FINTRX as "Unclassified." The available profile indicates the firm is not a capital allocator and is not identified as an active ESG investor. FINTRX also records that the adviser is not a multi-state adviser, not newly formed, not a pension consultant, and is not listed as a related adviser. The firm has not provided details in the FINTRX record about its business activities, advisory services, fee structure, or client segments. That lack of disclosure limits what can be said about the firm’s target client types, investment approach, or service model based solely on the provided data.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Mark Hansen

    Mark Hansen

    President, Chief Legal OfficerCRD 2888137

Contacts

3 of 3
  • Theodore Charles

    CRD 1380264

  • Scott Schaul

    Registered RepresentativeCRD 2200484

  • Allison Charles

    CRD 4907014

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Attleboro, MA

Bristol

Location

Attleboro, MA

Headquartered in Attleboro, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Bristol
Address
89 N Main St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth