N.E. PRIVATE CLIENT, LTD

Broker-DealerFINRA MemberEst. 2006
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
ATTLEBORO, Massachusetts
CRD number
136058
Registered since
March 17, 2006

Firm profile

FINTRX

Overview

N.E. Private Client, Ltd is organized as a corporation and has been SEC-registered as an investment adviser since 2006. Ownership is held by an individual rather than a corporate parent or institutional group. The firm is classified as “unclassified” in the available records and is not identified as a capital allocator. Recorded attributes indicate a limited operational footprint: the firm is not listed as a multi-state adviser, is not flagged as an active ESG investor, and is not described as a pension consultant or related adviser. Publicly available entries contain minimal detail about the firm’s advisory services, client segments, fee schedules, or investment programs, and there is no substantive disclosure of AUM, account counts, or investment strategy in the source data.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • MARK HANSEN

    President, Chief Legal OfficerCRD 2888137

Contacts

3 of 3
  • SCOTT SCHAUL

    Registered RepresentativeCRD 2200484

  • THEODORE CHARLES

    CRD 1380264

  • ALLISON CHARLES

    CRD 4907014

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

ATTLEBORO, MA

BRISTOL

Location

ATTLEBORO, MA

Headquartered in ATTLEBORO, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
BRISTOL
Address
89 N Main St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth