N.E. Private Client, Ltd

Broker-DealerFINRA MemberEst. 2006
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Attleboro, Massachusetts
CRD number
136058
Registered since
March 17, 2006

Firm profile

FINTRX

Overview

N.E. Private Client, Ltd. is organized as a corporation and has been SEC-registered since 2006. Ownership is held by an individual rather than a corporate or institutional owner, and the firm appears in records without a specific advisory classification. Documented attributes indicate the firm is not characterized as a capital allocator, is not active on ESG investing, and is not registered as a multistate adviser. It is also not identified as a newly formed adviser, a pension consultant, or a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Mark Hansen

    Mark Hansen

    President, Chief Legal OfficerCRD 2888137

Contacts

3 of 3
  • Scott Schaul

    Registered RepresentativeCRD 2200484

  • Theodore Charles

    CRD 1380264

  • Allison Charles

    CRD 4907014

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Attleboro, MA

Bristol

Location

Attleboro, MA

Headquartered in Attleboro, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Bristol
Address
89 N Main St
Time zone
ET (UTC-5)
Office locations

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