MOUNTAINSIDE SECURITIES LLC

Broker-DealerFINRA MemberEst. 2018
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
SUMMIT, New Jersey
CRD number
297949
Registered since
November 13, 2018

Firm profile

FINTRX

Overview

Mountainside Securities LLC is organized as a limited liability company and is recorded in FINTRX as having SEC registration in 2018. The firm is owned by an individual and is listed with an "Unclassified" business classification; FINTRX does not provide detail on its advisory services, client segments, fee schedules, or typical business activities. The data flags indicate Mountainside Securities does not operate as a capital allocator, is not identified as an active ESG investor, and is not recorded as a multi-state adviser, pension consultant, or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • KATHRYN LAWLOR

    Chief Compliance OfficerCRD 4715219

  • MICHAEL CORNELL

    Chief Compliance OfficerCRD 2740653

  • ELIZABETH BROWN

    Chief Operating OfficerCRD 1850514

Contacts

3 of 7
  • JOHN RAFTERY

    Vice PresidentCRD 1041279

  • ANDREW FIALKO

    Managing DirectorCRD 2261200

  • RYAN POSNER

    Managing Member and FounderCRD 1731934

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SUMMIT, NJ

UNION

Location

SUMMIT, NJ

Headquartered in SUMMIT, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
UNION
Address
450 Springfield Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth