Mountainside Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
10
Avg account
$0

Firm details

Headquarters
Summit, New Jersey
CRD number
297949
Registered since
November 13, 2018

Firm profile

FINTRX

Overview

Mountainside Securities LLC is organized as a limited liability company with individual ownership. Public records offer very limited detail about the firm’s business model, client focus, fee schedules, or advisory processes. The firm is classified as "Unclassified" in the available data and did not provide descriptions of its advisory activities or affiliations. Available metadata flags several operational characteristics: Mountainside Securities does not act as a capital allocator, does not identify as an ESG investor, and is not listed as a multi-state or newly formed adviser. It is also not indicated to operate as a pension consultant or to be a related adviser to another registered entity.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Kathryn Lawlor

    Kathryn Lawlor

    Chief Compliance OfficerCRD 4715219

  • Elizabeth Brown

    Chief Operating OfficerCRD 1850514

  • Michael Cornell

    Chief Compliance OfficerCRD 2740653

Contacts

3 of 7
  • Daniel Beaton

    Daniel Beaton

    FinOpCRD 4240769

  • Ryan Posner

    Managing Member and FounderCRD 1731934

  • John Raftery

    Vice PresidentCRD 1041279

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Summit, NJ

Union

Location

Summit, NJ

Headquartered in Summit, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Union
Address
450 Springfield Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth