Mountainside Securities LLC
Firm details
- Headquarters
- Summit, New Jersey
- CRD number
- 297949
- Registered since
- November 13, 2018
Firm profile
FINTRXOverview
Mountainside Securities LLC is organized as a limited liability company with individual ownership. Public records offer very limited detail about the firm’s business model, client focus, fee schedules, or advisory processes. The firm is classified as "Unclassified" in the available data and did not provide descriptions of its advisory activities or affiliations. Available metadata flags several operational characteristics: Mountainside Securities does not act as a capital allocator, does not identify as an ESG investor, and is not listed as a multi-state or newly formed adviser. It is also not indicated to operate as a pension consultant or to be a related adviser to another registered entity.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Kathryn Lawlor
Chief Compliance OfficerCRD 4715219
Elizabeth Brown
Chief Operating OfficerCRD 1850514
Michael Cornell
Chief Compliance OfficerCRD 2740653
Contacts
3 of 7Daniel Beaton
FinOpCRD 4240769
Ryan Posner
Managing Member and FounderCRD 1731934
John Raftery
Vice PresidentCRD 1041279
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Summit, NJ
Union
Location
Summit, NJ
Headquartered in Summit, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Union
- Address
- 450 Springfield Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Sevenpoint Partners LLC
Broker-DealerSummit, NJ
SPP Capital Partners L L C
Broker-DealerSummit, NJ
The Leaders Group, Inc.
Broker-DealerSummit, NJ
Shorebridge Capital Securities, LLC
Broker-DealerSummit, NJ
Trade Capital Markets (Tcm) North America LLC
Broker-DealerBarnegat, NJ
Metlife Investments Securities, LLC
Broker-DealerWhippany, NJ