Mountain Lake Investment Management LLC

RIASEC RegisteredEst. 2011
Total AUM
$199M
Discretionary
$199M
100% of AUM
Avg account
$9.5M
Accounts
21
Employees
6
Advisory reps
5

Firm details

Headquarters
,
CRD number
154679
Registered since
January 3, 2011
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • Pooled Investment Vehicles65.38%
  • HNWI34.62%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Mountain Lake Investment Management LLC is a privately owned advisory firm organized as an LLC and SEC-registered since 2011. The firm serves both individual/family and institutional clients and charges fees based on a percentage of assets under management. Its advisory work centers on portfolio management for individuals and small businesses and management of pooled investment vehicles. Mountain Lake is not positioned as an ESG-focused adviser, does not operate as a multi-state adviser, and is not classified as a capital allocator. The firm also takes sponsor and general partner roles in pooled investment vehicles, indicating it both launches and manages at least one private fund. That operational posture suggests Mountain Lake combines discretionary advisory mandates with direct fund management and governance responsibilities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Cash & Cash Equivalents 55%, Exchange Traded Equities 40%, Public Funds/Mutual Funds 5%55%
  • Cash & Cash Equivalents55%
  • Exchange Traded Equities40%
  • Public Funds/Mutual Funds5%

Owners & executives

2 of 2
  • Eugene Cheuk

    Eugene Cheuk

    Chief Financial Officer & Chief Compliance OfficerCRD 6073991

  • Philip Mittleman

    Chief Executive OfficerCRD 2005969

Contacts

3 of 3
  • Robert Mccomsey

    OwnerCRD 325785

  • Patricia Coronado

    Patricia Coronado

    Portfolio Management and ResearchCRD 2465284

  • Mitchell Cantor

    Mitchell Cantor

    Portfolio Management and ResearchCRD 1272456

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 2

Active vs passive

$15.4M in ETFs

Passive

100%

$15.4M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ABRDN GOLD ETF TRUST (SGOL)Aberdeen InvestmentsPassiveCommodities Focused$14.5M324,91894.16%

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth