Tranquilli Financial Advisor, LLC
Firm details
- Headquarters
- Clinton, New Jersey
- CRD number
- 298056
- Registered since
- October 1, 2018
- Website
- www.tranquillifa.com
- Custodians
- AXOS CLEARING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI80.47%
- Individuals19.05%
- Pension & Profit Sharing Plans0.27%
- Charitable Organizations0.21%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Tranquilli Financial Advisor, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2018. The firm serves individuals, families and institutional clients, offering financial planning, portfolio management for individuals and small businesses, and selection of other advisers. It operates as a capital allocator — indicating it places client assets with outside managers or pooled products as part of its advisory approach. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee options. The firm is not flagged as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds68%
- Exchange Traded Equities26%
- Cash & Cash Equivalents3%
- Other3%
Contacts
2 of 2
Jenner Preston
Associate Financial AdvisorCRD 7678325
Louis Tranquilli
Investment Advisor RepresentativeCRD 2179748
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 77Active vs passive
$180M in ETFs
84%
$152M
15%
$28.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG) | State Street | Passive | Large Growth | $13.7M | 114,925 | 7.59% |
Location
Clinton, NJ
Hunterdon
Location
Clinton, NJ
Headquartered in Clinton, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Hunterdon
- Address
- 35 Leigh St
- Time zone
- ET (UTC-5)
- Office locations
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