Investment Capital Management, Inc.

RIASEC Registered
Total AUM
$6M
Discretionary
$6M
100% of AUM
Avg account
$113K
Accounts
53
Employees
1
Advisory reps
1

Firm details

Headquarters
Clinton, New Jersey
CRD number
112691
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Investment Capital Management, Inc. is an individually owned, non-independent retail registered investment adviser that focuses on portfolio management for individuals and small businesses. The firm charges clients on a percentage-of-assets basis and also offers hourly billing for select services. Its client base is retail/individual and family accounts rather than institutions. The adviser does not position itself as a multi-state or pension consultant, and it does not operate as a capital allocator or related adviser. It is not flagged as an active ESG investor. Industry relationships include a broker‑dealer and an insurance company, which aligns with the firm’s use of insurance products alongside traditional investment vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Cash & Cash Equivalents 90%, Other 10%90%
  • Cash & Cash Equivalents90%
  • Other10%

Contacts

1 of 1
  • Mark Schultz

    Mark Schultz

    President & FounderCRD 1223561

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Clinton, NJ

Hunterdon

Location

Clinton, NJ

Headquartered in Clinton, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Hunterdon
Address
12 Van Syckels Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth