RIK SAYLOR FINANCIAL, INC.

RIASEC RegisteredEst. 2021
Total AUM
$199M
Discretionary
$199M
100% of AUM
Avg account
$190K
Accounts
1,047
Employees
5
Advisory reps
3

Firm details

Headquarters
FAIRFIELD, Ohio
CRD number
165484
Registered since
July 16, 2021
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI61.49%
  • Individuals36.38%
  • Corporations / Businesses2.13%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

RIK Saylor Financial, Inc. is an independent registered investment adviser organized as a corporation and SEC-registered in 2021. The firm serves individual and family clients as well as institutional relationships, providing financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its fee arrangements include asset-based fees, hourly charges and fixed-fee engagements. The firm does not identify as an active ESG investor and is not positioned as a capital allocator to external platforms; instead it works directly with third-party managers and traditional pooled vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 73%, Cash & Cash Equivalents 14%, Other 9%, Public Funds/Mutual Funds 4%73%
  • Exchange Traded Equities73%
  • Cash & Cash Equivalents14%
  • Other9%
  • Public Funds/Mutual Funds4%

Owners & executives

1 of 1
  • NATHANIAL PARKER

    Account Service CoordinatorCRD 5522033

Contacts

2 of 2
  • RIK SAYLOR

    President & Investment Advisor RepresentativeCRD 2603784

  • ERIC HAMBERG

    Vice PresidentCRD 5324635

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 80

Active vs passive

$142M in ETFs

Passive

98%

$139M

Active

2%

$3M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$7.7M13,3675.44%

Location

Primary office

FAIRFIELD, OH

BUTLER

Location

FAIRFIELD, OH

Headquartered in FAIRFIELD, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
BUTLER
Address
1241 Nilles Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth