DBK Financial Counsel, LLC
Firm details
- Headquarters
- Cuyahoga Falls, Ohio
- CRD number
- 170688
- Registered since
- February 28, 2022
- Website
- dbkfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI74.63%
- Corporations / Businesses18.61%
- Individuals3.94%
- Charitable Organizations2.82%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
DBK Financial Counsel, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2022. The firm is owner-operated and serves both individual/family and institutional clients. Its stated advisory services center on financial planning and discretionary portfolio management for individuals, small businesses, and business/institutional clients. Fee arrangements include a percentage-of-AUM schedule and fixed fees. The firm reports business activity as an accountant and lists an affiliation with a law firm. DBK does not identify as an active ESG investor, is not a multi-state adviser, and is not positioned as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds92%
- Exchange Traded Equities5%
- US Government Bonds1%
- Investment Grade Corp Bonds1%
- Cash & Cash Equivalents1%
Contacts
3 of 3
David Kearns
FounderCRD 5581079
James Unger
Investment Adviser RepresentativeCRD 5580380
Dori Torrens
Director of OperationsCRD 6940322
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 50Active vs passive
$138M in ETFs
70%
$96.1M
29%
$41.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG 3-12 MONTH T-BILL ETF (BILS) | State Street | Passive | Ultrashort Bond | $13.1M | 132,170 | 9.52% |
Location
Cuyahoga Falls, OH
Summit
Location
Cuyahoga Falls, OH
Headquartered in Cuyahoga Falls, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.
- Metro area
- Cleveland-Akron-Canton, OH
- Region
- Midwest
- County
- Summit
- Address
- 198 Portage Trail Ext W
- Time zone
- ET (UTC-5)
- Office locations
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