MOSS BAY CAPITAL

RIASEC Registered
Total AUM
$6.4M
Discretionary
$6.4M
100% of AUM
Avg account
$2.1M
Accounts
3
Employees
1
Advisory reps
1

Firm details

Headquarters
KIRKLAND, Washington
CRD number
299002
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles85.74%
  • HNWI14.26%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Moss Bay Capital operates as a small, manager-led hedge fund and registered investment adviser that runs both discretionary separate accounts and a pooled investment vehicle. The firm favors equity exposure in its liquid sleeves while running a private hedge fund and acting as sponsor/GP for pooled vehicles, which drives a material portion of its capital deployment and fee model. Fee arrangements include both a percentage of assets under management and performance-based fees, consistent with a hybrid hedge-fund/wealth manager structure. Investment activity centers on actively managed equity allocations in brokerage accounts alongside proprietary or advised pooled strategies. The firm’s stated advisory services cover portfolio management for individuals and small businesses as well as for pooled investment vehicles, and its business model reflects both direct managed accounts and sponsor-level responsibilities for private funds. Moss Bay Capital does not identify as an active ESG investor and operates with a narrow client roster rather than a broad retail footprint.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, Cash & Cash Equivalents 5%95%
  • Exchange Traded Equities95%
  • Cash & Cash Equivalents5%

Owners & executives

1 of 1
  • Colin Dresser

    Managing Member And Chief Compliance OfficerCRD 7023544

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

KIRKLAND, WA

KING

Location

KIRKLAND, WA

Headquartered in KIRKLAND, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
KING
Address
137 7th Ave W
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth