Omega Financial Investments & Insurance

Overview

Omega Financial Investments & Insurance is a boutique adviser that combines portfolio management for individuals and small businesses with insurance brokerage services. The firm’s mandate centers on equity-focused portfolios delivered through separately managed accounts and exchange-traded vehicles, with a fee model that mixes percentage-of-AUM pricing and commission-based arrangements tied to insurance and product sales. Client work appears concentrated on wealth accumulation and distribution planning for high-net-worth households, with an emphasis on liquid, publicly traded securities rather than complex alternative structures. The firm is owner-operated and classified as a corporation serving individual and family clients. It is not positioned as an ESG-focused manager, does not act as a capital allocator to outside managers, and shows no indication of pension-consulting or multi-state advisory complexity. Its insurance brokerage role is an explicit part of the business mix and is used alongside discretionary portfolio management to deliver integrated client solutions.

Assets & Accounts

Public Holdings

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Location & Offices