Moody Securities, LLC

Overview

Moody Securities, LLC is structured as a limited liability company and is SEC-registered with an initial registration date in 2009. FINTRX lists the firm’s classification as unclassified and identifies its ownership as a mix of a domestic entity and an individual. The record contains minimal public detail about the firm’s client mix, fee schedules, or specific advisory services. The firm is not identified as a capital allocator and is not flagged as an active ESG investor. FINTRX also indicates Moody Securities is not registered as a multi-state adviser, is not newly formed, and does not act as a pension consultant or related adviser. The firm has not provided information about its activities or external affiliations to FINTRX. Moody Securities reports two office locations, but the platform does not supply city or address details. No AUM, client counts, public holdings, investment strategies, or alternative-investment usage are disclosed in the available FINTRX entry.