Moody Securities, LLC
Firm details
- Headquarters
- Houston, Texas
- CRD number
- 148771
- Registered since
- January 8, 2009
Firm profile
FINTRXOverview
Moody Securities, LLC is organized as a limited liability company and shows an SEC registration date of 2009. FINTRX classifies the firm as unclassified and records the owner type as a domestic entity and individual. The profile indicates the firm does not function as a capital allocator and is not identified as an active ESG investor. It is not listed as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The dataset provides no detail on specific advisory or business activities, client segments, or fee arrangements.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Robert Engel
Chief Financial OfficerCRD 4804666
Contacts
3 of 5
Nicholas Karim
CISOCRD 5928946

Quinn Haynie
Regional Vice PresidentCRD 6337951
Stefanie Mcginnis
President, CCOCRD 5462592
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Houston, TX
Harris
Location
Houston, TX
Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- Harris
- Address
- 9655 Katy Fwy
- Time zone
- CT (UTC-6)
- Office locations
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