Moody Securities, LLC
Firm details
- Headquarters
- Houston, Texas
- CRD number
- 148771
- Registered since
- January 8, 2009
Firm profile
FINTRXOverview
Moody Securities, LLC is organized as a limited liability company and appears on SEC records with an initial registration date in 2009. Public snapshot data classifies the firm as "Unclassified" and lists ownership as a combination of a domestic entity and an individual. Regulatory details in the available record show the firm is not listed as a capital allocator, is not identified as an active ESG investor, and is not registered as a multistate adviser. It is also not marked as a newly formed adviser, pension consultant, or related adviser. The firm did not supply descriptions of its advisory activities, client mix, fee structure, or broader business activities in the source dataset.
Assets & Accounts
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Robert Engel
Chief Financial OfficerCRD 4804666
Contacts
3 of 5
Paul Coffin
Registered RepresentativeCRD 5049638
Stefanie Mcginnis
President, CCOCRD 5462592
Davison Nutt
Vice PresidentCRD 5640723
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Houston, TX
Harris
Location
Houston, TX
Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- Harris
- Address
- 9655 Katy Fwy
- Time zone
- CT (UTC-6)
- Office locations
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