Montminy Securities, LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
Santa Monica, California
CRD number
158368
Registered since
April 18, 2012

Firm profile

FINTRX

Overview

Montminy Securities, LLC is organized as a limited liability company and is classified as an investment bank. The firm has been SEC-registered since 2012 and is owned by an individual. Public attributes indicate it does not operate as a capital allocator and it is not identified as an active ESG investor. It is also not designated as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. The available data does not list specific advisory services, fee arrangements, or target client segments; the firm's regulatory profile and classification suggest its focus is transactional or capital-markets activity rather than discretionary portfolio management for retail or institutional clients.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Leslie Allan

    Leslie Allan

    Managing Director, Chief Operating OfficerCRD 1319617

  • Joel Montminy

    Joel Montminy

    President, CEOCRD 4216976

  • Adnan Iqbal

    Adnan Iqbal

    Managing Director, Chief Operating OfficerCRD 5965575

Contacts

3 of 8
  • Joseph Bratter

    Joseph Bratter

    Managing DirectorCRD 2899397

  • Steven On

    Steven On

    Vice PresidentCRD 5805361

  • Stephen Laver

    Stephen Laver

    Senior AdvisorCRD 6928058

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Santa Monica, CA

Los Angeles

Location

Santa Monica, CA

Headquartered in Santa Monica, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
201 Santa Monica Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth