Montminy Securities, LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
12
Avg account
$0

Firm details

Headquarters
Santa Monica, California
CRD number
158368
Registered since
April 18, 2012

Firm profile

FINTRX

Overview

Montminy Securities, LLC is organized as a limited liability company and is classified in the data set as an investment bank. The firm was first registered with the SEC in 2012 and is owned by an individual. Public disclosures do not list conventional advisory or wealth-management activities for the firm, and the firm is flagged as not being a capital allocator and not an active ESG investor. Other service flags in the record indicate it is not a multistate adviser, not a pension consultant, and not flagged as a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Leslie Allan

    Leslie Allan

    Managing Director, Chief Operating OfficerCRD 1319617

  • Joel Montminy

    Joel Montminy

    President, CEOCRD 4216976

  • Adnan Iqbal

    Adnan Iqbal

    Managing Director, Chief Operating OfficerCRD 5965575

Contacts

3 of 9
  • Joseph Bratter

    Joseph Bratter

    Managing DirectorCRD 2899397

  • Steven On

    Steven On

    Vice PresidentCRD 5805361

  • Stephen Laver

    Stephen Laver

    Senior AdvisorCRD 6928058

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Santa Monica, CA

Los Angeles

Location

Santa Monica, CA

Headquartered in Santa Monica, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
201 Santa Monica Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth