Globalist Capital, LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
—
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Santa Monica, California
CRD number
152786
Registered since
June 21, 2011

Firm profile

FINTRX

Overview

Globalist Capital, LLC is organized as a limited liability company and is SEC-registered (initial registration in 2011). FINTRX classifies the firm as an investment bank rather than a traditional registered investment adviser or capital allocator. The record identifies ownership as a combination of a domestic entity and an individual. The firm's profile in FINTRX indicates a narrow regulatory/advisory footprint: it is not listed as a multi-state adviser, not a pension consultant, not a related adviser, and is not identified as an active ESG investor. Specifics about the firm’s advisory services, fee schedule, client segments, or ongoing business activities are not supplied in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Kyle Soucy

    Kyle Soucy

    Managing Member And Chief Compliance OfficerCRD 6562464

  • Neil Morganbesser

    Neil Morganbesser

    CEOCRD 2375615

  • Brandon Bentley

    Chief Compliance Officer and General CounselCRD 5066547

Contacts

3 of 6
  • Alan Pinto

    Managing DirectorCRD 2392283

  • Chad Kirschenblatt

    Chad Kirschenblatt

    Managing PartnerCRD 2503352

  • Thomas Batchelor

    Registered RepresentativeCRD 2910864

Unlock 3 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Santa Monica, CA

Los Angeles

Location

Santa Monica, CA

Headquartered in Santa Monica, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
100 Wilshire Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth