Globalist Capital, LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Santa Monica, California
CRD number
152786
Registered since
June 21, 2011

Firm profile

FINTRX

Overview

Globalist Capital, LLC is registered with the SEC and organized as a limited liability company. The firm is classified in FINTRX as an investment bank rather than a traditional registered investment adviser or capital allocator. FINTRX also flags the ownership as a mix of a domestic entity and an individual, and the firm has been SEC-registered since 2011. The database entry does not list advisory activities, fee structure, or a client base, and it is not identified as an active ESG investor, multi-state adviser, pension consultant, or related adviser. Those attributes, together with the investment bank classification, suggest the firm's public profile centers on capital-markets or advisory work rather than managing retail or institutional investment portfolios.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Neil Morganbesser

    Neil Morganbesser

    President, CEOCRD 2375615

  • Brandon Bentley

    Chief Compliance Officer and General CounselCRD 5066547

  • Kyle Soucy

    Kyle Soucy

    Managing Member And Chief Compliance OfficerCRD 6562464

Contacts

3 of 6
  • Chad Kirschenblatt

    Chad Kirschenblatt

    Managing PartnerCRD 2503352

  • Thomas Batchelor

    Registered RepresentativeCRD 2910864

  • Alan Pinto

    Managing DirectorCRD 2392283

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Santa Monica, CA

Los Angeles

Location

Santa Monica, CA

Headquartered in Santa Monica, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
100 Wilshire Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth