MONTIS FINANCIAL, LLC

RIASEC RegisteredEst. 2012
Total AUM
$1.3B
Discretionary
$1.2B
97% of AUM
Avg account
$637K
Accounts
1,976
Employees
26
Advisory reps
19

Firm details

Headquarters
WALTHAM, Massachusetts
CRD number
163986
Registered since
April 27, 2012
Website
montisfinancial.com
Custodians
CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI91.08%
  • Individuals8.65%
  • Corporations / Businesses0.27%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Montis Financial, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and operating since 2012. The firm serves individual and family clients and describes itself as a capital allocator that combines financial planning with portfolio management for individuals, small businesses and institutions, plus pension consulting. Its fee mix includes percentage-of-AUM billing as well as hourly, fixed and other fee arrangements. Montis identifies as an active ESG investor and uses third-party managers as part of its allocation process.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 81%, Cash & Cash Equivalents 8%, Exchange Traded Equities 7%, Other 2%, State & Local Bonds 1%, Private Funds 1%81%
  • Public Funds/Mutual Funds81%
  • Cash & Cash Equivalents8%
  • Exchange Traded Equities7%
  • Other2%
  • State & Local Bonds1%

Owners & executives

3 of 3

  • JUDY WEEDEN

    Chief Operating OfficerCRD 8051201

  • DENNIS FOLLMER

    Chief Investment OfficerCRD 2256077

  • ADRIAN KETRI

    Chief Compliance OfficerCRD 6755424

Contacts

3 of 16

  • CHRISTIANE DELESSERT

    ChairmanCRD 725508

  • TIMOTHY BROWN

    Senior Financial AdvisorCRD 1404594

  • Christopher Assad

    Financial AdvisorCRD 8257264

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 104

Active vs passive

$500M in ETFs

Passive

66%

$329M

Active

20%

$171M

ETFProviderStyleCategoryValueShares% of portfolio
AKRE FOCUS ETF (AKRE)Akre$42.7M807,9988.54%
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Location

Primary office

WALTHAM, MA

MIDDLESEX

Location

WALTHAM, MA

Headquartered in WALTHAM, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
MIDDLESEX
Address
230 3rd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth