EXCALIBUR MANAGEMENT CORP

RIASEC RegisteredEst. 1991
Total AUM
$712M
Discretionary
$707M
99% of AUM
Avg account
$817K
Accounts
872
Employees
12
Advisory reps
8

Firm details

Headquarters
WALTHAM, Massachusetts
CRD number
110836
Registered since
September 11, 1991
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, FNZ TRUST COMPANY, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI77.68%
  • Individuals14.83%
  • Corporations / Businesses4.74%
  • Charitable Organizations2.35%
  • Pension & Profit Sharing Plans0.41%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Excalibur Management Corp is an independent, SEC-registered advisory firm that serves individual and family clients. The firm operates on a mix of percentage-of-AUM and fixed-fee arrangements and lists financial planning and portfolio management for individuals, small businesses, and institutions among its core advisory activities. Excalibur is owned by an individual and does not identify as an active ESG investor or a multi-state adviser. Its reported industry affiliations include an accountant and an insurance company, which suggests relationships that support tax, reporting and insurance needs for client households and small-business clients.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 40%, State & Local Bonds 24%, US Government Bonds 18%, Investment Grade Corp Bonds 12%, Public Funds/Mutual Funds 4%, Cash & Cash Equivalents 2%40%
  • Exchange Traded Equities40%
  • State & Local Bonds24%
  • US Government Bonds18%
  • Investment Grade Corp Bonds12%
  • Public Funds/Mutual Funds4%

Owners & executives

1 of 1
  • ELLEN BRUNO

    Chief Compliance OfficerCRD 2183780

Contacts

3 of 7
  • DAVID LEGGETT

    Managing DirectorCRD 5337887

  • KIMBERLY LEGGETT

    Managing DirectorCRD 5340071

  • MATTHEW DELDUCHETTO

    President & PrincipalCRD 4845864

Unlock 4 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 18

Active vs passive

$24.3M in ETFs

Passive

88%

$21.4M

Active

5%

$2.9M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO S&P 500 EQUAL WEIGHT ETF (RSP)InvescoPassiveLarge Blend$5.3M27,62321.78%

Location

Primary office

WALTHAM, MA

MIDDLESEX

Location

WALTHAM, MA

Headquartered in WALTHAM, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
MIDDLESEX
Address
Bay Colony Corporate Ctr Win St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth