Windrose Advisors LLC

RIASEC Registered

Total AUM

$2.7B

Discretionary

$983M

37% of AUM

Avg account

$4.4M

Accounts

600

Employees

Advisory reps

Firm details

Headquarters: Waltham, Massachusetts
CRD number: 152145
Registered since: December 18, 2009
Website: windroseadvisor.com
Custodians: THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Performance Based Fees
Client types: HNWI54.6%
Pooled Investment Vehicles36.81%
Charitable Organizations8.59%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Windrose Advisors LLC is an independent, SEC-registered investment adviser (registered in 2009) that operates as a limited liability company and positions itself as a capital allocator for both high-net-worth individuals/families and institutions. The firm combines portfolio management and financial planning with the ability to manage pooled vehicles and select or oversee third‑party advisers. Its fee arrangements include percentage-of-AUM pricing and performance-based fees. Windrose classifies itself with liquidity-fund capabilities, does not identify as an active ESG investor, and reports advisory activities spanning individual and institutional portfolio management as well as selection of other advisers.