MMA Securities LLC

Broker-DealerFINRA MemberEst. 2015
Total AUM
Accounts
0
Employees
211
Advisory reps
219
Brokerage reps
178
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
44254
Registered since
July 7, 2015
Fee structure
Fixed Fees, Commissions, Other
Services
Pension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

MMA Securities LLC is an SEC-registered limited liability company (registered in 2015) that operates primarily as a broker-dealer and insurance broker serving institutional clients. The firm describes itself as a capital allocator and combines fee and commission-based revenue: fixed fees, commissions and other fee arrangements are part of its model. It does not identify as an active ESG investor. Advisory services emphasize pension-related work — the firm provides pension consulting, assists with the selection of other advisers, and offers educational seminars and workshops. Corporate roles and industry affiliations extend beyond brokerage and insurance distribution: the firm is associated with other investment-adviser activity, commodity pool/operator roles, insurance-company relationships, pension consultancy, and sponsor/GP or managing-member responsibilities for pooled investment vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • Judith Weinstock

    Chief Compliance OfficerCRD 8096565

  • Michael Schnur

    Michael Schnur

    Account CoordinatorCRD 7803535

  • Bradford Jeter

    Bradford Jeter

    Founder & CEOCRD 6336515

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Contacts

3 of 215
  • Stephen Sample

    Stephen Sample

    Retirement ConsultantCRD 6553793

  • William Clarkson

    William Clarkson

    Registered RepresentativeCRD 4153951

  • Polly Brooks

    Polly Brooks

    Retirement ConsultantCRD 3268180

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1166 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth