MMA Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Accounts
0
Employees
211
Advisory reps
222
Brokerage reps
178
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
44254
Registered since
July 7, 2015
Fee structure
Fixed Fees, Commissions, Other
Services
Pension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

MMA Securities LLC is an SEC-registered limited liability company (registered in 2015) that operates primarily as a broker-dealer and insurance broker serving institutional clients. The firm describes itself as a capital allocator and combines fee and commission-based revenue: fixed fees, commissions and other fee arrangements are part of its model. It does not identify as an active ESG investor. Advisory services emphasize pension-related work — the firm provides pension consulting, assists with the selection of other advisers, and offers educational seminars and workshops. Corporate roles and industry affiliations extend beyond brokerage and insurance distribution: the firm is associated with other investment-adviser activity, commodity pool/operator roles, insurance-company relationships, pension consultancy, and sponsor/GP or managing-member responsibilities for pooled investment vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Timothy Swanson

    Timothy Swanson

    Chief Investment OfficerCRD 4367261

  • Bradford Jeter

    Bradford Jeter

    Founder & CEOCRD 6336515

  • Michael Schnur

    Michael Schnur

    Account CoordinatorCRD 7803535

Unlock 1 more executives →

Contacts

3 of 218
  • Ryan Esping

    Ryan Esping

    Retirement Plan ConsultantCRD 5695263

  • Benjamin Zietz

    Benjamin Zietz

    Insurance AdvisorCRD 5714732

  • Linda Bright

    Linda Bright

    Senior Vice President, Managing DirectorCRD 5756182

Unlock 215 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1166 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth