MMA SECURITIES LLC

Broker-DealerFINRA MemberEst. 2015
Total AUM
Accounts
0
Employees
211
Advisory reps
213
Brokerage reps
178
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
44254
Registered since
July 7, 2015
Fee structure
Fixed Fees, Commissions, Other
Services
Pension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

MMA Securities LLC is a limited liability company that registered with the SEC in 2015 and serves primarily institutional clients. The firm operates as a broker-dealer and insurance broker while also providing advisory services focused on pension consulting, selection of other advisers, and educational seminars or workshops. Its business model includes fee-based and commission-based elements along with other fee arrangements. The firm is identified as a capital allocator and is affiliated with a range of industry roles — including broker-dealer, other investment adviser, CPO/CTA, insurance company, pension consultant, and sponsor/GP/managing member of pooled investment vehicles. MMA Securities is not flagged as an active ESG investor and is not classified as a multi-state adviser in the dataset provided.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • Judith Weinstock

    Chief Compliance OfficerCRD 8096565

  • Michael Schnur

    Account CoordinatorCRD 7803535

  • Bradford Jeter

    Founder & CEOCRD 6336515

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Contacts

3 of 209
  • STEPHEN SAMPLE

    Retirement ConsultantCRD 6553793

  • WILLIAM CLARKSON

    Registered RepresentativeCRD 4153951

  • MATTHEW STEWART

    Investment Advisory RepresentativeCRD 6035246

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1166 Avenue of the Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth