Mizuho Securities USA LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 19647
- Registered since
- July 25, 1987
- Website
- www.mizuhogroup.com
Firm profile
FINTRXOverview
Mizuho Securities USA LLC is organized as a limited liability company and operates as an investment bank. It is SEC-registered (since 1987) and is classified in the source data as not functioning as a capital allocator or as a multi-state registered investment adviser. The firm is also identified as not being an active ESG investor and is not described as a pension consultant or as a related adviser. Those attributes, together with its classification, indicate its primary role is brokerage and investment banking activity rather than providing discretionary wealth management on a client-by-client basis.
Assets & Accounts
Public Holdings
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 16Shiro Nmi Shiraishi
Group Chief Risk OfficerCRD 8100597
Olga Nekrasova
Fixed Income COO office/Business ManagementCRD 5576064
Seiji Nmi Tate
President and CEOCRD 8077227
Contacts
3 of 1189Gregory Chwatko
Managing DirectorCRD 2922388
Axel Fredrik Broang
Investment Banking AnalystCRD 8165223
Clare Mcgovern
Vice PresidentCRD 6811812
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 8Active vs passive
$896M in ETFs
100%
$896M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $450M | 602,971 | 50.25% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 1271 Avenue Of The Americas
- Time zone
- ET (UTC-5)
- Office locations
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