Mizuho Securities USA LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 19647
- Registered since
- July 25, 1987
- Website
- www.mizuhogroup.com
Firm profile
FINTRXOverview
Mizuho Securities USA LLC is organized as a limited liability company and is classified in the data set as an investment bank. The record lists ownership as Domestic Entity | Individual and marks the firm as not a capital allocator. Several adviser-related flags are negative: it is not identified as a multi-state adviser, not newly formed as an adviser, not a pension consultant, and not a related adviser. It is also not flagged as an active ESG investor in the provided data. The firm’s profile in this source contains minimal description of client-facing advisory or fee-based business lines, and the activities/affiliations field is blank. That combination — an investment bank designation, the “Capital Allocator: No” flag, and sparse advisory detail — aligns with a role focused on trading, underwriting, market services or broker-dealer functions rather than managing retail advisory portfolios, according to the available information.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 13
John Buchanan
Chief Information OfficerCRD 1765774
David Kronenberg
Chief Financial OfficerCRD 1799665

Brendan Daly
Chief Compliance OfficerCRD 1823142
Contacts
3 of 1198
Eric Gordon
Vice PresidentCRD 6817948

Marc Arongino
Vice PresidentCRD 3069969

Alexander Martin
Managing DirectorCRD 2527878
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 8Active vs passive
$896M in ETFs
100%
$896M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $450M | 602,971 | 50.25% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 1271 Avenue Of The Americas
- Time zone
- ET (UTC-5)
- Office locations
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