MINDFUL ASSET PLANNING

Overview

Mindful Asset Planning is an LLC-style registered investment adviser that has been SEC-registered since 2015 and is owned by an individual. The firm reports an institutional client base and offers financial planning and portfolio management for pooled investment vehicles. Its fee arrangements are non-asset-based (hourly charges, fixed fees and other fee structures), and it does not act as a capital allocator. Mindful Asset Planning does not describe itself as an active ESG investor and is not registered as a multistate adviser or pension consultant. The firm’s regulatory profile and service mix point to a consultancy-style practice: advisory work focused on planning and oversight of pooled vehicles rather than discretionary, retail asset management. The presence of portfolio management for pooled vehicles combined with institutional clients suggests Mindful Asset Planning often advises on collective structures (e.g., funds or commingled vehicles) rather than exclusively on single-family or individual accounts.

Assets & Accounts

Investments & Alternatives

Location & Offices