Legacy Wealth
Firm details
- Headquarters
- Woodbury, Minnesota
- CRD number
- 306732
- Registered since
- February 7, 2020
- Website
- legacywealthwisdom.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI82.78%
- Individuals17.22%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Legacy Wealth is an independent, SEC-registered advisory firm (registered in 2020) organized as an LLC that serves individual and family clients. The firm bills on a mix of percentage-of-AUM and fixed-fee arrangements and provides financial planning, portfolio management for individuals and small businesses, pension consulting services, and manager selection services. Legacy Wealth positions itself as a capital allocator, using third-party managers alongside direct equity exposure rather than pursuing ESG strategies — the firm is not listed as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities68%
- State & Local Bonds10%
- Investment Grade Corp Bonds10%
- Other9%
- Cash & Cash Equivalents3%
Owners & executives
1 of 1
Johnathan Brocker
Chief Information OfficerCRD 6348985
Contacts
3 of 5
Benjamin Brocker
Investment StrategistCRD 5687239
Matthew Brocker
Financial AdvisorCRD 6213411
Joshua Brocker
Financial AdvisorCRD 6506504
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 31Active vs passive
$110M in ETFs
93%
$102M
0%
$8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| FIDELITY WISE ORIGIN BITCOIN FUND (FBTC) | Fidelity | Passive | Digital Assets | $22M | 303,300 | 20.06% |
Location
Woodbury, MN
Washington
Location
Woodbury, MN
Headquartered in Woodbury, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Washington
- Address
- 683 Bielenberg Dr
- Time zone
- CT (UTC-6)
- Office locations
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