Legacy Wealth
Firm details
- Headquarters
- Woodbury, Minnesota
- CRD number
- 306732
- Registered since
- February 7, 2020
- Website
- legacywealthwisdom.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI82.78%
- Individuals17.22%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Legacy Wealth is a privately held LLC that registers with the SEC and focuses on serving individual and family clients. The firm combines financial planning with portfolio management for individuals and small businesses, offers pension consulting, and acts as a capital allocator that hires outside managers when appropriate. Its billing mixes asset-weighted fees and fixed fees. Legacy Wealth reports that it does not position itself as an active ESG investor and appears to operate from a single-state footprint.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities68%
- State & Local Bonds10%
- Investment Grade Corp Bonds10%
- Other9%
- Cash & Cash Equivalents3%
Owners & executives
1 of 1
Johnathan Brocker
Chief Information OfficerCRD 6348985
Contacts
3 of 5
Matthew Brocker
Financial AdvisorCRD 6213411
Benjamin Brocker
Investment StrategistCRD 5687239
Michael Brocker
Financial AdvisorCRD 1951402
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 34Active vs passive
$94.2M in ETFs
92%
$86.2M
0%
$8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| FIDELITY WISE ORIGIN BITCOIN FUND (FBTC) | Fidelity | Passive | Digital Assets | $15.4M | 301,367 | 16.34% |
Location
Woodbury, MN
Washington
Location
Woodbury, MN
Headquartered in Woodbury, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Washington
- Address
- 683 Bielenberg Dr
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Ballast Advisors, LLC
RIAWoodbury, MN
True Vision Financial Advisors
RIAWoodbury, MN
Enspyre Wealth Advisors, Inc.
RIAWoodbury, MN
Pine Grove Financial Group
RIAWoodbury, MN
VIP Financial Associates
RIAWoodbury, MN
Hammer Advisory Services, Inc.
RIAWoodbury, MN