Legacies Wealth LLC
Firm details
- Headquarters
- Minnetonka, Minnesota
- CRD number
- 143138
- Registered since
- June 26, 2015
- Website
- www.doughertywealth.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Commissions
- Client types
- HNWI96.85%
- Individuals1.72%
- Charitable Organizations1.42%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Legacies Wealth LLC is an independent registered investment adviser organized as an LLC that has been SEC-registered since 2015. The firm serves both individual and family clients as well as institutional investors, and it functions as a capital allocator that selects third‑party managers. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. Legacies Wealth also operates as an insurance broker and charges a mix of percentage of AUM, fixed fees, and commissions. The firm lists relationships with a trust company and an accountant and does not identify itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds46%
- Exchange Traded Equities30%
- State & Local Bonds21%
- Cash & Cash Equivalents3%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 53Active vs passive
$159M in ETFs
93%
$148M
6%
$11.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD MORNINGSTAR VALUE INDEX FUND (VTV) | Vanguard | Passive | Large Value | $46.1M | 213,269 | 28.95% |
Location
Minnetonka, MN
Hennepin
Location
Minnetonka, MN
Headquartered in Minnetonka, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Hennepin
- Address
- 601 Carlson Pkwy
- Time zone
- CT (UTC-6)
- Office locations
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