Mendota Financial Group, LLC
Firm details
- Headquarters
- Madison, Wisconsin
- CRD number
- 136294
- Registered since
- March 13, 2007
- Website
- www.mendotafinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI83.74%
- Individuals13.56%
- Corporations / Businesses2.7%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Mendota Financial Group, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2007. The firm is owned by an individual and focuses on advising individual and family clients. Its fee arrangements include percentage-of-assets and fixed fees. Core advisory services are financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and selection of third-party advisers. Mendota identifies itself as a capital allocator and is active in sponsoring or serving as GP/managing member of pooled investment vehicles. It does not position itself as an active ESG investor and is not reported as a multi-state or newly formed adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds76%
- Non-Exchange Traded Equities10%
- Exchange Traded Equities6%
- Cash & Cash Equivalents4%
- US Government Bonds1%
Owners & executives
1 of 1
Brian Hellmer
Chief Investment OfficerCRD 1843752
Contacts
3 of 4
Kurt Ahrens
Principal and FounderCRD 2628759
Owen Ahrens
AssociateCRD 7826671
Ethan Ahrens
Investment Advisory RepresentativeCRD 8025542
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 28Active vs passive
$172M in ETFs
37%
$63.9M
63%
$108M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US EQUITY MARKET ETF (DFUS) | Dimensional | Active | Large Blend | $22.6M | 276,311 | 13.19% |
Location
Madison, WI
Dane
Location
Madison, WI
Headquartered in Madison, WI, anchoring the Madison-Janesville-Beloit, WI metro in the Midwest.
- Metro area
- Madison-Janesville-Beloit, WI
- Region
- Midwest
- County
- Dane
- Address
- 634 W Main St
- Time zone
- CT (UTC-6)
- Office locations
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