MENDOTA FINANCIAL GROUP, LLC
Firm details
- Headquarters
- MADISON, Wisconsin
- CRD number
- 136294
- Registered since
- March 13, 2007
- Website
- www.mendotafinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI83.74%
- Individuals13.56%
- Corporations / Businesses2.7%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Mendota Financial Group, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC since 2007. The firm primarily serves individual and family clients and bills on a percentage-of-AUM and fixed-fee basis. Its advisory scope includes financial planning, portfolio management for individuals and small businesses as well as for businesses or institutions, and the selection of other advisers. Mendota is identified as a capital allocator and has affiliations that include acting as an investment adviser and sponsor and as a general partner/managing member of pooled investment vehicles. The firm does not position itself as an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds76%
- Non-Exchange Traded Equities10%
- Exchange Traded Equities6%
- Cash & Cash Equivalents4%
- US Government Bonds1%
Owners & executives
1 of 1BRIAN HELLMER
Chief Investment OfficerCRD 1843752
Contacts
3 of 4KURT AHRENS
PrincipalCRD 2628759
OWEN AHRENS
AssociateCRD 7826671
ETHAN AHRENS
Investment Advisory RepresentativeCRD 8025542
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 29Active vs passive
$145M in ETFs
42%
$61M
58%
$84.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US EQUITY MARKET ETF (DFUS) | Dimensional | Active | Large Blend | $17.4M | 246,019 | 12.02% |
Location
MADISON, WI
DANE
Location
MADISON, WI
Headquartered in MADISON, WI, anchoring the Madison-Janesville-Beloit, WI metro in the Midwest.
- Metro area
- Madison-Janesville-Beloit, WI
- Region
- Midwest
- County
- DANE
- Address
- 634 W Main St
- Time zone
- CT (UTC-6)
- Office locations
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