MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC
Firm details
- Headquarters
- MARYSVILLE, Ohio
- CRD number
- 328478
- Registered since
- March 4, 2024
- Website
- www.mccarthyandcox.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- Investment Companies100%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Mccarthy & Cox Retirement & Estate Specialists LLC is organized as a limited liability company with an individual owner and is SEC-registered as of 2024. The firm serves an institutional client base and offers a mix of advisory services that include financial planning, portfolio management for individuals/small businesses and for investment companies, along with publications and educational seminars or workshops. It charges fees on a variety of bases — percentage of assets under management, hourly fees, fixed fees and other arrangements. The adviser does not identify as an active ESG investor and is not documented as a multi-state adviser. It is not a capital allocator, which aligns with its use of third-party managers for certain alternative strategies.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1TONY DALTON
Chief Operating OfficerCRD 2295472
Contacts
3 of 7MARK FINNEY
Financial PlannerCRD 5036101
WESLEY BEAN
Investment Adviser RepresentativeCRD 2795480
JAMES COX
Managing PartnerCRD 4650773
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 19Active vs passive
$8.8M in ETFs
18%
$1.6M
39%
$7.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| MC TRIO EQUITY BUFFERED ETF (TRIO) | $1.6M | 26,454 | 18.34% |
Location
MARYSVILLE, OH
UNION
Location
MARYSVILLE, OH
Headquartered in MARYSVILLE, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.
- Metro area
- Columbus-Marion-Zanesville, OH
- Region
- Midwest
- County
- UNION
- Address
- 127 W 5th St
- Time zone
- ET (UTC-5)
- Office locations
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